RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A••••• J••• I••
- P••••••• F•••••••• P••••••• state registered currentsince Jul 24, 2023 · Milwaukee, Wi
- B•••••••• F•••••••• M••••••••• L•• independent RIAAug 13, 2021 to May 31, 2023 · Wauwatosa, Wi
- B•••••••• R••••• • F•••••••• I••• independent RIAMay 13, 2019 to Jul 21, 2021 · Chicago, Il
- L•• independent RIANov 29, 2017 to Dec 12, 2018 · San Francisco, Ca
- B••••••• W••••• A••••••• formerApr 14, 2017 to Sep 22, 2017 · Menlo Park, Ca
- B•••••••• R••••• • F••••••• formerMay 31, 2016 to Apr 5, 2017 · Menlo Park, Ca
- B•••••••• R••••• • F•••••••• I••• independent RIADec 4, 2015 to May 2, 2016 · Menlo Park, Ca
- B•••••••• F•••••••• M••••••••• L•• to P••••••• F•••••••• P•••••••left May 31, 2023, registered Jul 24, 2023 (54 days) · RIA to a state-registered adviser
- B•••••••• R••••• • F•••••••• I••• to B•••••••• F•••••••• M••••••••• L••left Jul 21, 2021, registered Aug 13, 2021 (23 days) · RIA to RIA
- L•• to B•••••••• R••••• • F•••••••• I•••left Dec 12, 2018, registered May 13, 2019 (152 days) · RIA to RIA
- B••••••• W••••• A••••••• to L••left Sep 22, 2017, registered Nov 29, 2017 (68 days) · Other
- B•••••••• R••••• • F••••••• to B••••••• W••••• A•••••••left Apr 5, 2017, registered Apr 14, 2017 (9 days) · Other · moved with a team
- B•••••••• R••••• • F•••••••• I••• to B•••••••• R••••• • F•••••••left May 2, 2016, registered May 31, 2016 (29 days) · channel change inside one enterprise, not a move · moved with a team
- A••••• J••• I•• left B•••••••• F•••••••• M••••••••• L•• for P••••••• F•••••••• P••••••• (registered 2023-07-24)May 31, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address