DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
L••
Legal name L•••• N••••• W••••••• W••••• M••••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Mar 26, 2012 · 42 filings
SEC status approved since Apr 27, 1990
RAUM
$12B
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
87%
$11B individuals and HNW
Advisors
59
registered through the firm on IAPD
RAUM per advisor
$207M
derived; firm RAUM over IAPD count
Employees
169
96 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
3
reported on Schedule D
History
42 filings and snapshots on the tape
RAUM$12B as of Mar 31, 2026
Mar 26, 2012$3.0B then
HNW client RAUM$10B as of Mar 31, 2026
Mar 30, 2018$4.2B then
State-registered IARs (5.B.3)58 as of Mar 31, 2026
Mar 26, 20120 then
Employees (5.A)169 as of Mar 31, 2026
Mar 4, 201356 then
Private funds3 as of Mar 31, 2026
Mar 30, 20181 then
RAUM +59% over the last fiscal year+23% a year over threeIARs 34 to 58
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Multi-office growth platform · an independent wealth manager (not a wirehouse, national broker-dealer RIA or broker-dealer affiliated firm) with at least five offices, at least 50 advisors, and RAUM up at least 20 percent over the last annual amendment
- p••••••• led practice · financial planning activity (5.G.1), at least 100 financial planning clients (5.H), and hourly, fixed or subscription compensation (5.E)
- RIA with private funds · a wealth manager (private-client share at least 50 percent) that reports at least one private fund on Schedule D 7.B.(1)
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $207MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 18derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $12.3MderivedHNW RAUM over HNW clients
- Average account
- $2.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 6.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.9derivedItem 5.A over advisors
- Advisors per office
- 11.8derived5 offices incl. principal (1.F.5)
- RAUM growth, one year
- +59%derivedbetween the last two annual amendments
- Advisor growth, one year
- +71%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for pooled vehicles, selection of other advisers, publications, educational seminarsreportedItem 5.G
- Financial planning clients
- 1,000reportedItem 5.H
- Custody
- $3.5B, 629 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$10B87%
- Charitable organizations$709M5.9%
- Corporations and businesses$526M4.4%
- Individuals$190M1.6%
- Pension and profit-sharing plans$112M0.9%
- Pooled investment vehicles$54.2M0.4%
- Investment companies$7.5M0.1%
- Individual clients
- 229reported
- HNW clients
- 850reported
- Pension plan clients
- 1reported
- Charitable clients
- 28reported
- Accounts
- 6,041reported
- Financial planning clients
- 1,000reported
- Wrap fee programs
- noreported
- Custody of client assets
- $3.5B for 629 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.87 fund_share=0.01 institutional_share=0.07 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
59 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| K•••• J••• L•••• | San Francisco, Ca | Mar 13, 2003 | 25 y | 0 |
| C•••••••• T•••••• C••••••••Certified Financial Planner | San Francisco, Ca | Mar 24, 2003 | 24 y | 0 |
| J••• K•••••• M•••Certified Financial Planner, Chartered Financial Analyst | Seattle, Wa | Apr 21, 2008 | 19 y | 0 |
| J•••••• T••••• L•• | San Francisco, Ca | Sep 28, 2015 | 13 y | 1 |
| J••••••• K••• H••••Certified Financial Planner | San Francisco, Ca | Jan 11, 2016 | 12 y | 0 |
| S•••• R••• B••••• | San Francisco, Ca | Mar 7, 2016 | 19 y | 0 |
| K••• A••• W••••••••• | San Francisco, Ca | Mar 31, 2016 | 20 y | 0 |
| N••••••• T••• K••••••Certified Financial Planner | San Francisco, Ca | Oct 19, 2017 | 10 y | 0 |
| M•••• V•••••• T••Certified Financial Planner | New York, Ny | Nov 14, 2017 | 11 y | 0 |
| C•••••• E••• R•••••Certified Financial Planner | New York, Ny | Jul 24, 2018 | 10 y | 0 |
| J••••••• J••• C•••Chartered Financial Analyst | San Francisco, Ca | Dec 19, 2018 | 10 y | 0 |
| M•••• P•••••••••Chartered Financial Analyst | San Francisco, Ca | Mar 21, 2019 | 10 y | 0 |
| A••• A••• B••••••••Chartered Financial Analyst | San Francisco, Ca | Apr 8, 2019 | 11 y | 0 |
| L•••• A•• P••••••• | San Francisco, Ca | Sep 3, 2019 | 17 y | 0 |
| M•••••• H•••• K•••••••••Certified Financial Planner | New York, Ny | Sep 15, 2023 | 11 y | 2 |
| L••••• M••••••• W•••Certified Financial Planner | Seattle, Wa | Sep 19, 2023 | 14 y | 0 |
| D•••• K••••Certified Financial Planner | Seattle, Wa | Sep 19, 2023 | 13 y | 0 |
| B•••• S•• S•••• C•••Certified Financial Planner | Seattle, Wa | Sep 19, 2023 | 12 y | 1 |
| S•••• K••••• D•••••• | New York, Ny | Aug 2, 2024 | 13 y | 0 |
| M••••• D•••• M••••••••• | Seattle, Wa | Jan 1, 2025 | 12 y | 1 |
| D•••• E•••••• F•••••••Certified Financial Planner | San Francisco, Ca | Apr 1, 2025 | 19 y | 0 |
| M•••••• J•••• G•••••••Certified Financial Planner | San Francisco, Ca | Jul 25, 2025 | 27 y | 0 |
| S•••• M•••••••• A•••••Certified Financial Planner | Seattle, Wa | Nov 4, 2025 | 11 y | 0 |
| S••••• P••• H•••••Certified Financial Planner | San Francisco, Ca | Nov 4, 2025 | 32 y | 1 |
| K••• M••• M•••••Certified Financial Planner | Seattle, Wa | Nov 4, 2025 | 12 y | 0 |
| C••••••••• S•••••• H•••••••• | San Francisco, Ca | Nov 7, 2025 | 34 y | 0 |
| L••••• P•••• M•••••Certified Financial Planner | Seattle, Wa | Dec 3, 2025 | 19 y | 6 |
| M••••• N•••••• P••••••••Certified Financial Planner | Seattle, Wa | Dec 3, 2025 | 23 y | 1 |
| K••• M•••••••• D•••••••Certified Financial Planner | Seattle, Wa | Dec 3, 2025 | 24 y | 4 |
| D•••• C•••••• B••••Chartered Financial Analyst | Seattle, Wa | Dec 3, 2025 | 22 y | 2 |
| J•••• E••• M•••••• | Seattle, Wa | Dec 3, 2025 | 20 y | 3 |
| N•••••••• S••••• B••••••Chartered Financial Analyst | Seattle, Wa | Dec 3, 2025 | 12 y | 2 |
| K•••••• P••••• B••••Personal Financial Specialist | Seattle, Wa | Dec 3, 2025 | 27 y | 2 |
| K••• A••••• F••••Certified Financial Planner | Seattle, Wa | Dec 3, 2025 | 15 y | 2 |
| C•••••••• G•••• B••••Certified Financial Planner | Seattle, Wa | Dec 3, 2025 | 15 y | 2 |
| J•••••• S•••••• S•••Certified Financial Planner | Seattle, Wa | Dec 3, 2025 | 15 y | 1 |
| R•••••• M••••Certified Financial Planner | Seattle, Wa | Dec 3, 2025 | 13 y | 4 |
| S•••• M•••• Z•••• | Seattle, Wa | Dec 3, 2025 | 12 y | 1 |
| P•••• L•• B•••• | Seattle, Wa | Dec 3, 2025 | 12 y | 1 |
| C••••••••• J••• C••••Certified Financial Planner | Seattle, Wa | Dec 3, 2025 | 11 y | 4 |
Advisor movement
1 left, 3 joined in 12 months
net +2 in 12 months0 left in 90 days2 joined in 90 daysdeparture rate 1.7% of current headcount1 left over 36 months
Left, latest
- M•••••• T••••••• P•••••••• to C••••••• P•••••••Apr 17, 2026 · RIA to RIA
- N••• M•••• C••••••• to I••••• C••••••• L••Aug 14, 2020 · RIA to RIA
- J••• M•••••• O•••• to U•••• S••••• G••••• W••••• M•••••••••May 18, 2020 · RIA to RIA
- T•••••• P• K•••••••• to V•••• W••••• P•••••••• L••Aug 28, 2019 · RIA to RIA
- A••••• J••• I•• to B•••••••• R••••• • F•••••••• I•••Dec 12, 2018 · RIA to RIA
- S••••• M•••••• P•••••••• to B••••Sep 3, 2015 · Other
- L•••••• P••••• T•••••••• to E••••••• C•••••• M••••••••• L••Jun 16, 2014 · Other
- T•••• K••••• S••••••••• to R•••••• G•••• W••••• M•••••••••Jul 1, 2009 · Other
- L•••• G••••• C•••••• to S••••••• I••••••••• A•••••••• I•••Aug 15, 2007 · Other
Joined, latest
- D••• P••••••• from S•••••••• A••••••• L••Sep 10, 2026 · Affiliated broker-dealer or bank to independent RIA
- A••• E••••• W•••••• from T••••• F•••••••• P•••••••• L••Aug 14, 2026 · RIA to RIA
- S••••• P••• H••••• from B•••••• W••• C•••••• M••••••••• L••Nov 4, 2025 · Other
- M••••• D•••• M••••••••• from A••••••••• F•••••••• S•••••••• L••Jan 1, 2025 · Affiliated broker-dealer or bank to independent RIA
- M•••••• H•••• K••••••••• from M•• F•••••••• S•••••••• I•••Sep 15, 2023 · Other
- A••••• J••• I•• from B••••••• W••••• A•••••••Nov 29, 2017 · Other
- J•••••• T••••• L•• from S•••• C•••••• L••Sep 28, 2015 · Other
- J••• M•••••• O•••• from C•• C•••••• M••••••••• I••Nov 26, 2012 · Other
- L•••••• P••••• T•••••••• from A••••••••• F•••••••• S•••••••• L••Apr 1, 2008 · Other
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| R•• I•• H•••••• C••••••• L•• | Private Equity Fund | $20.8M | 54 | Mar 31, 2021 |
| L••• I• H•••••• C••••••• L•• | Private Equity Fund | $15.0M | 48 | Mar 30, 2018 |
Owners and control persons
Schedule A and B, latest filing
- A•••••••• R•••••• G••••• · Chief Investment Officercontrolsince 10/2022 · owns less than 5%
- B••••• J••••••• L••• · Chief Operating Officer & General Counselcontrolsince 01/2026 · owns less than 5%
- B••••• K••••••• P••••• · Ceocontrolsince 01/2022 · owns less than 5%
- H•••••••• L•••••• E••••• · Chief Compliance Officercontrolsince 07/2021 · owns less than 5%
- H••••• T•••••• J•••• · Chief Technology Officercontrolsince 05/2020 · owns less than 5%
- J•••••••• S••••••• T••• · Vice Chaircontrolsince 01/2026 · owns less than 5%
- K•••••• K••••• M•••• · Chief Financial Officercontrolsince 06/2024 · owns less than 5%
- M•••••••• B••••••• T•••••• · Chief Operating Officercontrolsince 04/2024 · owns less than 5%
- W•••••••• D••••• L•• · Founder & Wealth Managercontrolsince 02/1990 · owns less than 5%
Entity owners
- L•••• N••••• W••••••• T•••• · Memberdirect · owns 75% or more
- L•••• N••••• W••••••• T•••• C••••••• L•• · Memberdirect · owns 75% or more
- L•••• N••••• C•••••• L•• · Memeberindirect · owns 50% to 75% of L•••• N••••• E••••••••• I••
- L•••• N••••• E••••••••• I•• · Memberindirect · owns 50% to 75% of L•••• N••••• W••••••• T•••• C••••••• L••
- L•• E••••• L• · Memberindirect · owns 25% to 50% of L•••• N••••• W••••••• T•••• C••••••• L••
- L•• E••••• G• L•• · Memberindirect · owns 25% to 50% of L•• E••••• L•
Related persons
Schedule D 7.A
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Seattle, Wa · principal | 41 | 35 | 0 | ||
| San Francisco, Ca | 15 | 2 | 1 | ||
| New York, Ny | 6 | 0 | 0 | ||
| Radnor, Pa | 2 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
- New York, NY7 employees
- Los Angeles, CA4 employees
- Seattle, WA4 employees
- Radnor, PA1 employees
ADV anomalies
9 against comparable advisers; where to look, not conclusions
- new owner headcount expandsCombination · filing Mar 31, 2026L•••• N••••• W••••••• T•••• joined Schedule A on the filing of 2026-03-31; advisors 34.0 to 58.0 between the annual amendments of 2025-04-01 and 2026-03-31peers: independent wealth managers, $5B to $20B (289)
- advisor count surgeChange between filings · filing Mar 31, 2026advisory representatives (Item 5.B.3) moved from 34.0 to 58.0 (+71.0%) between the annual amendments of 2025-04-01 and 2026-03-31; the peer median change was +6.0% (220 comparable advisers, 95.0th percentile of changes)peers: independent wealth managers, $5B to $20B (220) · 95% percentile
- control person c•••gedChange between filings · filing Mar 31, 2026W•••••••• D••••• L•• (FOUNDER & WEALTH MANAGER) left Schedule A between the filings of 2024-06-28 and 2026-03-31peers: independent wealth managers, $5B to $20B (289)
- control person c•••gedChange between filings · filing Mar 31, 2026M•••••••• B••••••• T•••••• (CHIEF OPERATING OFFICER) left Schedule A between the filings of 2024-06-28 and 2026-03-31peers: independent wealth managers, $5B to $20B (289)
- control person c•••gedChange between filings · filing Mar 31, 2026H••••• T•••••• J•••• (CHIEF TECHNOLOGY OFFICER) left Schedule A between the filings of 2024-06-28 and 2026-03-31peers: independent wealth managers, $5B to $20B (289)
- employee count surgeChange between filings · filing Mar 31, 2026employees (Item 5.A) moved from 91.0 to 169.0 (+86.0%) between the annual amendments of 2025-04-01 and 2026-03-31; the peer median change was +5.0% (264 comparable advisers, 98.0th percentile of changes)peers: independent wealth managers, $5B to $20B (264) · 98% percentile
- private fund count surgeChange between filings · filing Mar 31, 2026private funds (Schedule D 7.B.1) moved from 2.0 to 3.0 (+50.0%) between the annual amendments of 2025-04-01 and 2026-03-31; the peer median change was 0.0% (71 comparable advisers, 93.0th percentile of changes)peers: independent wealth managers, $5B to $20B (71) · 93% percentile
- account count surgeChange between filings · filing Mar 31, 2026accounts (Item 5.F.2.f) moved from 3,797.0 to 6,041.0 (+59.0%) between the annual amendments of 2025-04-01 and 2026-03-31; the peer median change was +8.0% (253 comparable advisers, 91.0th percentile of changes)peers: independent wealth managers, $5B to $20B (253) · 91% percentile
- RAUM up 50 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $7,658,280,466 to $12,183,776,067 (+59.0%) between the annual amendments of 2025-04-01 and 2026-03-31; the peer median change was +18.0% (271 comparable advisers, 93.0th percentile of changes)peers: independent wealth managers, $5B to $20B (271) · 93% percentile
What changed
consecutive filings, newest first
- Accounts · 6,068 to 6,041Jan 22, 2026 to Mar 31, 2026
- Advisory employees · 93 to 96Jan 22, 2026 to Mar 31, 2026
- Charity clients · 27 to 28Jan 22, 2026 to Mar 31, 2026
- Corporate clients · 20 to 18Jan 22, 2026 to Mar 31, 2026
- HNW clients · 862 to 850Jan 22, 2026 to Mar 31, 2026
- Assets in custody · $2.4B to $3.5BJan 22, 2026 to Mar 31, 2026
- Employees · 171 to 169Jan 22, 2026 to Mar 31, 2026
- State-registered IARs · 61 to 58Jan 22, 2026 to Mar 31, 2026
- Discretionary RAUM · $12B to $12BJan 22, 2026 to Mar 31, 2026
- HNW RAUM · $11B to $10BJan 22, 2026 to Mar 31, 2026
- Individual RAUM · $86.7M to $190MJan 22, 2026 to Mar 31, 2026
- Non-discretionary RAUM · $493M to $500MJan 22, 2026 to Mar 31, 2026
- Pension RAUM · $111M to $112MJan 22, 2026 to Mar 31, 2026
- RAUM · $12B to $12BJan 22, 2026 to Mar 31, 2026
- Accounts · 3,797 to 6,068Oct 1, 2025 to Dec 3, 2025
- Advisory employees · 58 to 93Oct 1, 2025 to Dec 3, 2025
- Charity clients · 12 to 27Oct 1, 2025 to Dec 3, 2025
- Corporate clients · 1 to 20Oct 1, 2025 to Dec 3, 2025
- HNW clients · 570 to 862Oct 1, 2025 to Dec 3, 2025
- Individual clients · unset to 229.0Oct 1, 2025 to Dec 3, 2025
- Pooled vehicle clients · 2 to 3Oct 1, 2025 to Dec 3, 2025
- Assets in custody · $1.9B to $2.4BOct 1, 2025 to Dec 3, 2025
- Employees · 91 to 171Oct 1, 2025 to Dec 3, 2025
- Insurance-licensed employees · 4 to 0Oct 1, 2025 to Dec 3, 2025
- HQ city · SAN FRANCISCO to SEATTLEOct 1, 2025 to Dec 3, 2025
- HQ state · CA to WAOct 1, 2025 to Dec 3, 2025
- State-registered IARs · 34 to 61Oct 1, 2025 to Dec 3, 2025
- Private funds · 2 to 3Oct 1, 2025 to Dec 3, 2025
- Discretionary RAUM · $7.4B to $12BOct 1, 2025 to Dec 3, 2025
- HNW RAUM · $7.1B to $11BOct 1, 2025 to Dec 3, 2025
- Individual RAUM · unset to 86699368.0Oct 1, 2025 to Dec 3, 2025
- Non-discretionary RAUM · $252M to $493MOct 1, 2025 to Dec 3, 2025
- Pension RAUM · $62.3M to $111MOct 1, 2025 to Dec 3, 2025
- Pooled vehicle RAUM · $35.8M to $54.2MOct 1, 2025 to Dec 3, 2025
- RAUM · $7.7B to $12BOct 1, 2025 to Dec 3, 2025
- Related adviser · true to falseOct 1, 2025 to Dec 3, 2025
- Accounts · 3,828 to 3,797Jan 15, 2025 to Apr 1, 2025
- Advisory employees · 62 to 58Jan 15, 2025 to Apr 1, 2025
- HNW clients · 568 to 570Jan 15, 2025 to Apr 1, 2025
- Assets in custody · $1.8B to $1.9BJan 15, 2025 to Apr 1, 2025
Signals
30 dated events
- M•••••• T••••••• P•••••••• left Lnw for C••••••• P••••••• (registered 2026-06-08)Apr 17, 2026 · advisor firm c•••ge · fact
- Lnw reported 61 state-registered advisory representatives, up from 34 (2025-10-01 to 2025-12-03)Dec 3, 2025 · ria advisor headcount c•••ge · derived
- Lnw reported RAUM $12.2B, up 60% from $7.7B (2025-10-01 to 2025-12-03)Dec 3, 2025 · ria raum c•••ge · derived
- M•••• Kayla Kemner (Chief Financial Officer) appeared on Schedule A of LnwJun 28, 2024 · Control person joined · fact
- H. Conrad Gehrmann (Chief Financial Officer) no longer on Schedule A of Lnw (listed 2024-05-17, absent 2024-06-28)Jun 28, 2024 · Control person left · inference
- C•••••• C•••• W•••• (Chief Operating Officer) no longer on Schedule A of Lnw (listed 2024-03-29, absent 2024-05-17)May 17, 2024 · Control person left · inference
- Timothy Brandon Mckerney (Chief Operating Officer) appeared on Schedule A of LnwMay 17, 2024 · Control person joined · fact
- C•••••• C•••• W•••• (Chief Operating Officer) appeared on Schedule A of LnwJun 7, 2023 · Control person joined · fact
- Li'E Jaclyne Badal (General Counsel) appeared on Schedule A of LnwJun 7, 2023 · Control person joined · fact
- Tse-En Justina Lai (Chief Impact Officer) no longer on Schedule A of Lnw (listed 2023-03-31, absent 2023-06-07)Jun 7, 2023 · Control person left · inference
- Ann Leslie Harrison (General Counsel) no longer on Schedule A of Lnw (listed 2023-03-31, absent 2023-06-07)Jun 7, 2023 · Control person left · inference
- Ann Leslie Harrison (General Counsel) appeared on Schedule A of LnwMar 31, 2023 · Control person joined · fact
- H. Conrad Gehrmann (Chief Financial Officer) appeared on Schedule A of LnwFeb 1, 2023 · Control person joined · fact
- G••••• R••••• A••••••• (Chief Investment Officer) appeared on Schedule A of LnwOct 13, 2022 · Control person joined · fact
- Shannon Christopher Hauswirth (Principal / Wealth Manager) no longer on Schedule A of Lnw (listed 2021-08-11, absent 2022-01-21)Jan 21, 2022 · Control person left · inference
- Kirk Allan Jacobi (Principal) no longer on Schedule A of Lnw (listed 2021-08-11, absent 2022-01-21)Jan 21, 2022 · Control person left · inference
- Eileen Lauren Halloran (Chief Compliance Officer) appeared on Schedule A of LnwAug 11, 2021 · Control person joined · fact
- Tse-En Justina Lai (Chief Impact Officer) appeared on Schedule A of LnwMar 31, 2021 · Control person joined · fact
- M•••••• John Olson (Principal / Chief Financial Officer) no longer on Schedule A of Lnw (listed 2020-06-26, absent 2020-10-28)Oct 28, 2020 · Control person left · inference
- James Trevor Hicks (Principal / Chief Technology Officer & Chief Compliance Officer) appeared on Schedule A of LnwMay 13, 2020 · Control person joined · fact
- Tippleston Karen Leech (Principal/Wealth Manager) no longer on Schedule A of Lnw (listed 2018-03-30, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
- Thomsen Christina Covalesky (Principal/Wealth Manager) no longer on Schedule A of Lnw (listed 2018-03-30, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
- Knisely John Mell (Principal & Wealth Manager) no longer on Schedule A of Lnw (listed 2018-03-30, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
- Paul S••••• Herzog (Principal & Wealth Manager) no longer on Schedule A of Lnw (listed 2018-03-30, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
- James M•••••• Graziano (Principal & Wealth Manager) no longer on Schedule A of Lnw (listed 2018-03-30, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
- George A••••• Pratt (Principal/Director Of Research & Wealth Manager) no longer on Schedule A of Lnw (listed 2018-03-30, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
- Emanuel David Ferguson (Principal & Wealth Manager) no longer on Schedule A of Lnw (listed 2018-03-30, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
- Knox Jennifer Hicks (Principal & Wealth Manager) no longer on Schedule A of Lnw (listed 2018-03-30, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
- Kayvon Joseph Khamsehpour (Principal & Wealth Manager) no longer on Schedule A of Lnw (listed 2018-03-30, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
- Alan Kyle Winterbotham (Principal & Investment Advisor) no longer on Schedule A of Lnw (listed 2018-03-30, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
How to reach
public business contact points only, each with its source
- Business email
- hello@lnwadvisors.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 206-464-5100reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 212-292-4809reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 213-855-4300reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- lnwadvisors.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 206-464-5100reportedpublic record, Form ADV, Mar 31, 2026
- Contact form
- lnwadvisors.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- lnwadvisors.com/peoplereportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $207Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026