DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Kenneth Juan Ray
Feed of 09/14/2026
Also filed as Kenneth Juan Ray
At current firm
1 y
since Mar 31, 2025
In the industry
11 y
since Aug 1, 2015 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- Strategic Advisers LLC national BD currentsince Mar 31, 2025 · Jacksonville, Fl
- Fidelity Personal And Workplace Advisors formerMar 3, 2025 to Mar 31, 2025 · Jacksonville, Fl
- Raymond James Financial Services Advisors, Inc BD affiliatedMar 6, 2024 to Nov 13, 2024 · Orlando, Fl
- Fidelity Personal And Workplace Advisors formerOct 8, 2019 to Feb 27, 2024 · Jacksonville, Fl
Moves
a registration end followed by a registration begin elsewhere
- Fidelity Personal And Workplace Advisors to Strategic Advisers LLCleft Mar 31, 2025, registered Mar 31, 2025 (0 days) · corporate re-registration, not a move
- Raymond James Financial Services Advisors, Inc to Fidelity Personal And Workplace Advisorsleft Nov 13, 2024, registered Mar 3, 2025 (110 days) · Affiliated broker-dealer or bank to another
- Fidelity Personal And Workplace Advisors to Raymond James Financial Services Advisors, Incleft Feb 27, 2024, registered Mar 6, 2024 (8 days) · Affiliated broker-dealer or bank to another
Signals
- Kenneth Juan Ray left Raymond James Financial Services Advisors, Inc for Fidelity Personal And Workplace Advisors (registered 2025-03-03)Nov 13, 2024 · Advisor changed firm · fact
- Kenneth Juan Ray left Fidelity Personal And Workplace Advisors for Raymond James Financial Services Advisors, Inc (registered 2024-03-06)Feb 27, 2024 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address