DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

R••••••••• K••••••• G••••••

O•••• W•••••• I•••BD affiliatedScottsdale, Azdual registrantIAPD 6549195

Feed of 09/14/2026

Also filed as Ryan K G••••••

At current firm

3 y

since Aug 31, 2023

In the industry

10 y

since Jun 7, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

O•••• W•••••• I••• BD affiliated current
since Aug 31, 2023 · Scottsdale, Az
S•••••••• F••••••••• I••• former
Jul 15, 2022 to Sep 1, 2023 · Scottsdale, Az
N••• C••••••••• BD affiliated
Mar 9, 2020 to Oct 2, 2020 · Boca Raton, Fl
M•• I•••••••• S•••••••• L•• BD affiliated
Nov 9, 2018 to Jan 23, 2020 · Farmington Hills, Mi
H•••• F•••••••• S•••••••• I••• independent RIA
Jun 10, 2016 to Jan 26, 2018 · Ann Arbor, Mi

Moves

a registration end followed by a registration begin elsewhere

S•••••••• F••••••••• I••• to O•••• W•••••• I•••
left Sep 1, 2023, registered Aug 31, 2023 (-1 days) · corporate re-registration, not a move
N••• C••••••••• to S•••••••• F••••••••• I•••
left Oct 2, 2020, registered Jul 15, 2022 (651 days) · Affiliated broker-dealer or bank to another
M•• I•••••••• S•••••••• L•• to N••• C•••••••••
left Jan 23, 2020, registered Mar 9, 2020 (46 days) · Affiliated broker-dealer or bank to another
H•••• F•••••••• S•••••••• I••• to M•• I•••••••• S•••••••• L••
left Jan 26, 2018, registered Nov 9, 2018 (287 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address