RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Mar 7, 2025 · New York, Ny
- J••• M••••• S••••••••• L•• wirehouseOct 3, 2017 to Jul 9, 2019 · New York, Ny
- S••••••• I••••••••• I••• formerOct 28, 2016 to Aug 28, 2017 · New York, Ny
- M••••• L•• independent RIAMay 9, 2016 to Oct 24, 2016 · Jersey City, Nj
- J••• M••••• S••••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 9, 2019, registered Mar 7, 2025 (2068 days) · Wirehouse to wirehouse · moved with a team
- S••••••• I••••••••• I••• to J••• M••••• S••••••••• L••left Aug 28, 2017, registered Oct 3, 2017 (36 days) · Other
- M••••• L•• to S••••••• I••••••••• I•••left Oct 24, 2016, registered Oct 28, 2016 (4 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address