DFX Intelligence
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Team lift-out
3 advisors left J••• M••••• S••••••••• L•• for M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
wirehousetowirehouseWirehouse to wirehousederived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Juan Nicolas Espinosa | Woodhaven, Ny | Jun 26, 2019 | Jun 14, 2019 |
| Philip Richard Siegel | Forest Hills, Ny | Jun 27, 2019 | Jun 14, 2019 |
| Luke Demaria | New York, Ny | Jul 9, 2019 | Mar 7, 2025 |
The rule
- Registrations ended
- Jun 26, 2019 to Jul 9, 2019
- Registered next
- Jun 14, 2019 to Mar 7, 2025
- Branch state
- NY
- Cities
- 3, most in Woodhaven, Ny
- Registered there that day
- 5,201 (people still on IAPD; an estimate)
- Share of that headcount
- 0.1%
- Succession by the destination
- none on the tape
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm. The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.