B••••••• D••••••

W•••• F•••• A•••••••wirehouseSacramento, Ca dual registrantIAPD 6551422

Feed of 09/15/2026

Also filed as B••••••• D••••••••• J•••• D••••••••• J• D••••••••• D••••••

At current firm

0 y

since Mar 19, 2026

In the industry

12 y

since May 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Mar 19, 2026 · St. Louis, Mo
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Nov 12, 2024 to Dec 4, 2024 · Roseville, Ca
C•••••• S••••• • C••• I••• national BD
Jul 11, 2022 to Jan 10, 2024 · San Diego, Ca
W•••• F•••• A••••••• wirehouse
Aug 30, 2021 to Jun 29, 2022 · Roseville, Ca
E••••• J•••• national BD
Mar 15, 2021 to Jul 28, 2021 · St Louis, Mo
W•••• F•••• A••••••• wirehouse
Nov 30, 2020 to Feb 19, 2021 · Auburn, Ca

Moves

a registration end followed by a registration begin elsewhere

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••
left Dec 4, 2024, registered Mar 19, 2026 (470 days) · Wirehouse to wirehouse · moved with a team
C•••••• S••••• • C••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Jan 10, 2024, registered Nov 12, 2024 (307 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
W•••• F•••• A••••••• to C•••••• S••••• • C••• I•••
left Jun 29, 2022, registered Jul 11, 2022 (12 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
E••••• J•••• to W•••• F•••• A•••••••
left Jul 28, 2021, registered Aug 30, 2021 (33 days) · Affiliated broker-dealer or bank to wirehouse
W•••• F•••• A••••••• to E••••• J••••
left Feb 19, 2021, registered Mar 15, 2021 (24 days) · Wirehouse to affiliated broker-dealer or bank

Signals

••• Locked
Dec 4, 2024 · Advisor changed firm · fact
••• Locked
Jan 10, 2024 · Advisor changed firm · fact
••• Locked
Jun 29, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address