RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••••••• K•••• M•••••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Oct 6, 2025 · Gainesville, Ga
- R•••••• J•••• • A••••••••• I••• national BDMar 11, 2020 to Oct 7, 2025 · Gainesville, Ga
- A••••••• S••••••• N•••••• independent RIAFeb 9, 2017 to Mar 2, 2020 · Flowery Branch, Ga
- B•• P•••••••• I••• BD affiliatedJun 1, 2016 to Feb 8, 2017 · Flowery Branch, Ga
- M•• F•••••••• S•••••••• I••• formerMar 3, 2016 to May 19, 2016 · Atlanta, Ga
- R•••••• J•••• • A••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Oct 7, 2025, registered Oct 6, 2025 (-1 days) · Affiliated broker-dealer or bank to another · moved with a team
- A••••••• S••••••• N•••••• to R•••••• J•••• • A••••••••• I•••left Mar 2, 2020, registered Mar 11, 2020 (9 days) · RIA to affiliated broker-dealer or bank
- B•• P•••••••• I••• to A••••••• S••••••• N••••••left Feb 8, 2017, registered Feb 9, 2017 (1 days) · Other
- M•• F•••••••• S•••••••• I••• to B•• P•••••••• I•••left May 19, 2016, registered Jun 1, 2016 (13 days) · Other
- K••••••• K•••• M••••• left R•••••• J•••• • A••••••••• I••• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2025-10-06)Oct 7, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address