RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••••• H• D••••••
- J•• I••••••••• A•• W••••• P••••••••• L•• state registered currentsince Apr 21, 2025 · Signal Hill, Ca
- H•••••••• A•••••••• L•• BD affiliatedJul 2, 2020 to Nov 28, 2020 · Beverly Hills, Ca
- T•••••• C••••••• I••• independent RIAMay 16, 2017 to Jul 3, 2018 · Torrance, Ca
- H•••••••• A•••••••• L•• to J•• I••••••••• A•• W••••• P••••••••• L••left Nov 28, 2020, registered Apr 21, 2025 (1605 days) · Affiliated broker-dealer or bank to a state-registered adviser
- T•••••• C••••••• I••• to H•••••••• A•••••••• L••left Jul 3, 2018, registered Jul 2, 2020 (730 days) · RIA to affiliated broker-dealer or bank
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address