RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••• M• H••••••••
- I••••••• A••••••• S•••••••• L•• mixed wealth currentsince Jan 9, 2024 · Miami, Fl
- K••••• A•••••••• I••• BD affiliatedJun 23, 2023 to Dec 21, 2023 · Fort Lauderdale, Fl
- A••••••••• F•••••••• S•••••••• L•• national BDJul 28, 2022 to May 25, 2023 · Miami, Fl
- K••••• A•••••••• I••• BD affiliatedMar 8, 2019 to Jul 19, 2022 · Fort Lauderdale, Fl
- K••••• A•••••••• I••• to I••••••• A••••••• S•••••••• L••left Dec 21, 2023, registered Jan 9, 2024 (19 days) · Affiliated broker-dealer or bank to independent RIA
- A••••••••• F•••••••• S•••••••• L•• to K••••• A•••••••• I•••left May 25, 2023, registered Jun 23, 2023 (29 days) · Affiliated broker-dealer or bank to another
- K••••• A•••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Jul 19, 2022, registered Jul 28, 2022 (9 days) · Affiliated broker-dealer or bank to another
- K••• M• H•••••••• left K••••• A•••••••• I••• for I••••••• A••••••• S•••••••• L•• (registered 2024-01-09)Dec 21, 2023 · Advisor changed firm · fact
- K••• M• H•••••••• left A••••••••• F•••••••• S•••••••• L•• for K••••• A•••••••• I••• (registered 2023-06-23)May 25, 2023 · Advisor changed firm · fact
- K••• M• H•••••••• left K••••• A•••••••• I••• for A••••••••• F•••••••• S•••••••• L•• (registered 2022-07-28)Jul 19, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address