RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- •••••••• independent RIA currentsince Sep 13, 2024 · Nashville, Tn
- W•••• F•••• A••••••• wirehouseJan 11, 2024 to Sep 20, 2024 · Lake Forest, Il
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMar 16, 2017 to Jan 5, 2024 · Oak Brook, Il
- W•••• F•••• A••••••• to ••••••••left Sep 20, 2024, registered Sep 13, 2024 (-7 days) · Wirehouse to independent RIA · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Jan 5, 2024, registered Jan 11, 2024 (6 days) · Wirehouse to wirehouse
- R••• B••••• left W•••• F•••• A••••••• for &Partners (registered 2024-09-13)Sep 20, 2024 · Advisor changed firm · fact
- R••• B••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for W•••• F•••• A••••••• (registered 2024-01-11)Jan 5, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address