DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J••• S•••••••• G••••••

R•••••• J•••• F•••••••• S••••••• A•••••••• I••BD affiliatedOwensboro, Kydual registrantIAPD 6556306

Feed of 09/14/2026

At current firm

1 y

since Dec 17, 2024

In the industry

10 y

since Apr 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated current
since Dec 17, 2024 · Owensboro, Ky
L•• F•••••••• L•• BD affiliated
Feb 14, 2024 to Sep 20, 2024 · Evansville, In
1••• I••••••••• A••••••• C•• mixed wealth
Feb 5, 2024 to Dec 17, 2024 · Evansville, In
M•••• C••••••• A••••••• S•••••• BD affiliated
Jun 7, 2022 to Jun 13, 2023 · Palm Beach Gardens, Fl

Moves

a registration end followed by a registration begin elsewhere

1••• I••••••••• A••••••• C•• to L•• F•••••••• L••
left Dec 17, 2024, registered Feb 14, 2024 (-307 days) · RIA to affiliated broker-dealer or bank
L•• F•••••••• L•• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••
left Sep 20, 2024, registered Dec 17, 2024 (88 days) · Affiliated broker-dealer or bank to another
M•••• C••••••• A••••••• S•••••• to 1••• I••••••••• A••••••• C••
left Jun 13, 2023, registered Feb 5, 2024 (237 days) · Affiliated broker-dealer or bank to independent RIA

Signals

J••• S•••••••• G•••••• left 1••• I••••••••• A••••••• C•• for L•• F•••••••• L•• (registered 2024-02-14)
Dec 17, 2024 · Advisor changed firm · fact
J••• S•••••••• G•••••• left L•• F•••••••• L•• for R•••••• J•••• F•••••••• S••••••• A•••••••• I•• (registered 2024-12-17)
Sep 20, 2024 · Advisor changed firm · fact
J••• S•••••••• G•••••• left M•••• C••••••• A••••••• S•••••• for 1••• I••••••••• A••••••• C•• (registered 2024-02-05)
Jun 13, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address