DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Kenneth Franklin Vance
Feed of 09/14/2026
At current firm
6 y
since Jan 2, 2020
In the industry
11 y
since Sep 1, 2015 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Commonwealth Financial Network national BD currentsince Jan 2, 2020 · Kennett Square, Pa
- Pacer Advisors, Inc. asset managerApr 20, 2018 to Jan 2, 2020 · Charlotte, Nc
- Columbia Management Investment Advisers, LLC asset managerJul 27, 2016 to Jan 29, 2018 · Boston, Ma
Moves
a registration end followed by a registration begin elsewhere
- Pacer Advisors, Inc. to Commonwealth Financial Networkleft Jan 2, 2020, registered Jan 2, 2020 (0 days) · Other
- Columbia Management Investment Advisers, LLC to Pacer Advisors, Inc.left Jan 29, 2018, registered Apr 20, 2018 (81 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address