DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••••• A• L••••

A••••••••• L•••otherLos Angeles, Ca dual registrantIAPD 6562638

Certified Financial Planner

Feed of 09/15/2026

Also filed as J•••••• Allen L••••

At current firm

2 y

since Sep 13, 2024

In the industry

11 y

since Aug 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••••••• L••• other current
since Sep 13, 2024 · Los Angeles, Ca
F••••• I••••••••• independent RIA
Jan 7, 2022 to Jun 13, 2024 · Chicago, Il
T• A••••••••• I••••••••• M••••••••• L•• former
Jul 26, 2018 to Jan 7, 2022 · Schaumburg, Il
T• A••••••••• I••• former
Jul 26, 2018 to Jan 7, 2022 · Schaumburg, Il
M••••• L•• independent RIA
Jun 1, 2017 to Jun 19, 2018 · Chicago, Il

Moves

a registration end followed by a registration begin elsewhere

F••••• I••••••••• to A••••••••• L•••
left Jun 13, 2024, registered Sep 13, 2024 (92 days) · Other
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Jan 7, 2022, registered Jul 26, 2018 (-1261 days) · channel change inside one enterprise, not a move
T• A••••••••• I••••••••• M••••••••• L•• to T• A••••••••• I•••
left Jan 7, 2022, registered Jul 26, 2018 (-1261 days) · Other
M••••• L•• to T• A••••••••• I••••••••• M••••••••• L••
left Jun 19, 2018, registered Jul 26, 2018 (37 days) · RIA to RIA

Signals

J•••••• A• L•••• left F••••• I••••••••• for A••••••••• L••• (registered 2024-09-13)
Jun 13, 2024 · Advisor changed firm · fact
J•••••• A• L•••• left T• A••••••••• I••••••••• M••••••••• L•• for F••••• I••••••••• (registered 2022-01-07)
Jan 7, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Other adviserderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address