DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

K•••••• N•••••••

A••••••••• F•••••••• S•••••••• L••national BDMontclair, Nj dual registrantIAPD 6563867

Feed of 09/14/2026

Also filed as K•••••• Rae Schuster

At current firm

1 y

since Jan 16, 2025

In the industry

11 y

since Sep 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A••••••••• F•••••••• S•••••••• L•• national BD current
since Jan 16, 2025 · Bloomfield, Nj
M••••• W•••••• L•• former
Oct 21, 2021 to Dec 23, 2024 · Cleveland, Oh
A••••• A•• P••••••• S••••••• BD affiliated
Sep 19, 2018 to Nov 13, 2020 · New York, Ny
C••••••••• F•••••••• N•••••• national BD
Jun 13, 2018 to Aug 8, 2018 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

M••••• W•••••• L•• to A••••••••• F•••••••• S•••••••• L••
left Dec 23, 2024, registered Jan 16, 2025 (24 days) · RIA to affiliated broker-dealer or bank
A••••• A•• P••••••• S••••••• to M••••• W•••••• L••
left Nov 13, 2020, registered Oct 21, 2021 (342 days) · Affiliated broker-dealer or bank to independent RIA
C••••••••• F•••••••• N•••••• to A••••• A•• P••••••• S•••••••
left Aug 8, 2018, registered Sep 19, 2018 (42 days) · Affiliated broker-dealer or bank to another

Signals

K•••••• N••••••• left M••••• W•••••• L•• for A••••••••• F•••••••• S•••••••• L•• (registered 2025-01-16)
Dec 23, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address