RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••• R•• S•••••
- A••••••••• F•••••••• S•••••••• L•• national BD currentsince Apr 4, 2025 · Birmingham, Mi
- P•• W••••• M••••••••• BD affiliatedOct 31, 2022 to Apr 8, 2025 · Troy, Mi
- J••• M••••• S••••••••• L•• wirehouseOct 12, 2021 to Oct 20, 2022 · Sterling Heights, Mi
- P•• W••••• M••••••••• to A••••••••• F•••••••• S•••••••• L••left Apr 8, 2025, registered Apr 4, 2025 (-4 days) · Affiliated broker-dealer or bank to another
- J••• M••••• S••••••••• L•• to P•• W••••• M•••••••••left Oct 20, 2022, registered Oct 31, 2022 (11 days) · Wirehouse to affiliated broker-dealer or bank
- T•••• R•• S••••• left P•• W••••• M••••••••• for A••••••••• F•••••••• S•••••••• L•• (registered 2025-04-04)Apr 8, 2025 · Advisor changed firm · fact
- T•••• R•• S••••• left J••• M••••• S••••••••• L•• for P•• W••••• M••••••••• (registered 2022-10-31)Oct 20, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address