RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••• R• L••••••
- L•• F•••••••• L•• BD affiliated currentsince Feb 2, 2026 · Bluffton, Sc
- N•••••• A••••••• BD affiliatedApr 2, 2025 to Dec 11, 2025 · Bluffton, Sc
- E••••• J•••• national BDMay 16, 2016 to Apr 1, 2025 · Jupiter, Fl
- N•••••• A••••••• to L•• F•••••••• L••left Dec 11, 2025, registered Feb 2, 2026 (53 days) · Affiliated broker-dealer or bank to another
- E••••• J•••• to N•••••• A•••••••left Apr 1, 2025, registered Apr 2, 2025 (1 days) · Affiliated broker-dealer or bank to another
- S••• R• L•••••• left N•••••• A••••••• for L•• F•••••••• L•• (registered 2026-02-02)Dec 11, 2025 · Advisor changed firm · fact
- S••• R• L•••••• left E••••• J•••• for N•••••• A••••••• (registered 2025-04-02)Apr 1, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address