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Registered advisor
J•••• L••• L•••
Feed of 09/14/2026
Also filed as Janet L Cashman-Shipman
At current firm
4 y
since May 5, 2022
In the industry
10 y
since Oct 1, 2015 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••• F••• I••••••••• M••••••••• C•••• asset manager currentsince May 5, 2022 · Fulton, Ny
- V•••• F•••••••• A•••••••• I••• BD affiliatedOct 28, 2019 to Dec 22, 2021 · Latham, Ny
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedApr 17, 2017 to Oct 7, 2019 · Fulton, Ny
- C••• F•••••••• S•••••••• L••• formerJun 17, 2016 to Mar 13, 2017 · Syracuse, Ny
Moves
a registration end followed by a registration begin elsewhere
- V•••• F•••••••• A•••••••• I••• to S•••• F••• I••••••••• M••••••••• C••••left Dec 22, 2021, registered May 5, 2022 (134 days) · Other
- C•••••••• I••••••••• R••••••• A•••••••• I••• to V•••• F•••••••• A•••••••• I•••left Oct 7, 2019, registered Oct 28, 2019 (21 days) · Affiliated broker-dealer or bank to another
- C••• F•••••••• S•••••••• L••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Mar 13, 2017, registered Apr 17, 2017 (35 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address