DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• C•••••

P•••••• P•••• W••••• M•••••••••formerCarlsbad, CaIA-onlyIAPD 6569802

Feed of 09/14/2026

Also filed as J•••• C•••••

At current firm

0 y

since Dec 16, 2025

In the industry

12 y

since Mar 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P•••••• P•••• W••••• M••••••••• former current
since Dec 16, 2025 · Carlsbad, Ca
O••••••• independent RIA
May 17, 2024 to Aug 12, 2025 · Beachwood, Oh
X• A•••••••• L•• independent RIA
May 10, 2022 to May 17, 2024 · Bakersfield, Ca
E••••• J•••• national BD
Apr 5, 2019 to May 10, 2022 · Bakersfield, Ca

Moves

a registration end followed by a registration begin elsewhere

O••••••• to P•••••• P•••• W••••• M•••••••••
left Aug 12, 2025, registered Dec 16, 2025 (126 days) · RIA to a newly registered adviser
X• A•••••••• L•• to O•••••••
left May 17, 2024, registered May 17, 2024 (0 days) · RIA to RIA
E••••• J•••• to X• A•••••••• L••
left May 10, 2022, registered May 10, 2022 (0 days) · Affiliated broker-dealer or bank to independent RIA

Signals

J•••• C••••• left Oneseven for P•••••• P•••• W••••• M••••••••• (registered 2025-12-16)
Aug 12, 2025 · Advisor changed firm · fact
J•••• C••••• left X• A•••••••• L•• for Oneseven (registered 2024-05-17)
May 17, 2024 · Advisor changed firm · fact
J•••• C••••• left E••••• J•••• for X• A•••••••• L•• (registered 2022-05-10)
May 10, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Former SEC-registered adviserderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address