DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••••• A••• M••••••

M••••• S••••••wirehousePurchase, Ny dual registrantIAPD 6570854

Feed of 09/15/2026

Also filed as Jeff M••••••

At current firm

0 y

since May 13, 2026

In the industry

10 y

since Nov 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••• S•••••• wirehouse current
since May 13, 2026 · West Palm Beach, Fl
L•• F•••••••• L•• BD affiliated
Aug 22, 2025 to Apr 13, 2026 · Fort Lauderdale, Fl
F•••• H•••••• A•••••••• I•• former
Apr 24, 2025 to Aug 21, 2025 · Fort Lauderdale, Fl
R•• C•••••• M••••••• L•• national BD
Feb 21, 2019 to Jun 17, 2024 · Baltimore, Md
M••••• S•••••• wirehouse
Jan 19, 2016 to Feb 22, 2019 · Tulsa, Ok

Moves

a registration end followed by a registration begin elsewhere

L•• F•••••••• L•• to M••••• S••••••
left Apr 13, 2026, registered May 13, 2026 (30 days) · Affiliated broker-dealer or bank to wirehouse
F•••• H•••••• A•••••••• I•• to L•• F•••••••• L••
left Aug 21, 2025, registered Aug 22, 2025 (1 days) · corporate re-registration, not a move
R•• C•••••• M••••••• L•• to F•••• H•••••• A•••••••• I••
left Jun 17, 2024, registered Apr 24, 2025 (311 days) · Affiliated broker-dealer or bank to independent RIA
M••••• S•••••• to R•• C•••••• M••••••• L••
left Feb 22, 2019, registered Feb 21, 2019 (-1 days) · Wirehouse to affiliated broker-dealer or bank

Signals

J•••••• A••• M•••••• left L•• F•••••••• L•• for M••••• S•••••• (registered 2026-05-13)
Apr 13, 2026 · Advisor changed firm · fact
J•••••• A••• M•••••• left R•• C•••••• M••••••• L•• for F•••• H•••••• A•••••••• I•• (registered 2025-04-24)
Jun 17, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address