C••• K•••••• J•••••••

• L•• F•••••••• L•• BD affiliated current
  since Nov 13, 2023 · Fort Dodge, Ia
• O•••• W•••••• I••• BD affiliated
  Mar 25, 2022 to Nov 16, 2023 · Fort Dodge, Ia
• E••••• J•••• national BD
  Apr 13, 2017 to Mar 28, 2022 · Jefferson, Ia
• P•••••••• S••••••••• I••• BD affiliated
  Feb 25, 2016 to Apr 26, 2017 · Fort Dodge, Ia

• O•••• W•••••• I••• to L•• F•••••••• L••
  left Nov 16, 2023, registered Nov 13, 2023 (-3 days) · Affiliated broker-dealer or bank to another · moved with a team
• E••••• J•••• to O•••• W•••••• I•••
  left Mar 28, 2022, registered Mar 25, 2022 (-3 days) · Affiliated broker-dealer or bank to another
• P•••••••• S••••••••• I••• to E••••• J••••
  left Apr 26, 2017, registered Apr 13, 2017 (-13 days) · Other

• ••• Locked
  Nov 16, 2023 · Advisor changed firm · fact
• ••• Locked
  Mar 28, 2022 · Advisor changed firm · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

10derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address