DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

N•••••••• R••••••

L•• F•••••••• L••BD affiliatedSaline, Mi dual registrantIAPD 6575682

Feed of 09/14/2026

Also filed as Nathaniel A Roberts

At current firm

1 y

since Feb 10, 2025

In the industry

12 y

since Sep 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Feb 10, 2025 · Ann Arbor, Mi
C••••• I••••••••• A••••••• L•• BD affiliated
Jul 24, 2023 to Feb 7, 2025 · Farmington Hls, Mi
H••••••••• F•••••••• A••••••• BD affiliated
Apr 11, 2022 to Aug 2, 2023 · Ann Arbor, Mi
C••••••• S••••••••• I••• BD affiliated
Nov 25, 2019 to Apr 4, 2022 · Belleville, Mi
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Sep 6, 2019 to Nov 18, 2019 · Ann Arbor, Mi
K•• I••••••••• S••••••• L•• BD affiliated
Jan 3, 2019 to May 31, 2019 · Ypsilanti, Mi

Moves

a registration end followed by a registration begin elsewhere

C••••• I••••••••• A••••••• L•• to L•• F•••••••• L••
left Feb 7, 2025, registered Feb 10, 2025 (3 days) · Affiliated broker-dealer or bank to another
H••••••••• F•••••••• A••••••• to C••••• I••••••••• A••••••• L••
left Aug 2, 2023, registered Jul 24, 2023 (-9 days) · Affiliated broker-dealer or bank to another
C••••••• S••••••••• I••• to H••••••••• F•••••••• A•••••••
left Apr 4, 2022, registered Apr 11, 2022 (7 days) · Affiliated broker-dealer or bank to another
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••••••• S••••••••• I•••
left Nov 18, 2019, registered Nov 25, 2019 (7 days) · Wirehouse to affiliated broker-dealer or bank
K•• I••••••••• S••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left May 31, 2019, registered Sep 6, 2019 (98 days) · Affiliated broker-dealer or bank to wirehouse

Signals

N•••••••• R•••••• left C••••• I••••••••• A••••••• L•• for L•• F•••••••• L•• (registered 2025-02-10)
Feb 7, 2025 · Advisor changed firm · fact
N•••••••• R•••••• left H••••••••• F•••••••• A••••••• for C••••• I••••••••• A••••••• L•• (registered 2023-07-24)
Aug 2, 2023 · Advisor changed firm · fact
N•••••••• R•••••• left C••••••• S••••••••• I••• for H••••••••• F•••••••• A••••••• (registered 2022-04-11)
Apr 4, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address