RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• B•••••• B••••••
- U•• F•••••••• S••••••• I••• wirehouse currentsince Nov 3, 2025 · Weehawken, Nj
- U•• F•••••••• S••••••• I••• wirehouseOct 12, 2021 to Jan 4, 2024 · Nashville, Tn
- E•••••• A••••••• G••••• L•• BD affiliatedApr 12, 2018 to May 11, 2020 · Nashville, Tn
- S•••••••• I••••••••• M••••••••• formerJan 30, 2017 to Mar 9, 2018 · Saint Louis, Mo
- E••••• J•••• national BDMar 4, 2016 to Dec 7, 2016 · Nashville, Tn
- E•••••• A••••••• G••••• L•• to U•• F•••••••• S••••••• I•••left May 11, 2020, registered Oct 12, 2021 (519 days) · Other
- S•••••••• I••••••••• M••••••••• to E•••••• A••••••• G••••• L••left Mar 9, 2018, registered Apr 12, 2018 (34 days) · Other · moved with a team
- E••••• J•••• to S•••••••• I••••••••• M•••••••••left Dec 7, 2016, registered Jan 30, 2017 (54 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address