RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C•••••• B••••••••
- L•• F•••••••• L•• BD affiliated currentsince Jun 2, 2026 · Alexandria, Va
- W•••• F•••• A••••••• wirehouseApr 17, 2025 to Jun 4, 2026 · St. Louis, Mo
- W•••• F•••• A••••••• wirehouseJun 24, 2019 to Apr 17, 2025 · Charlotte, Nc
- U•• F•••••••• S••••••• I••• wirehouseMay 31, 2016 to Apr 3, 2019 · Charlotte, Nc
- W•••• F•••• A••••••• to L•• F•••••••• L••left Jun 4, 2026, registered Jun 2, 2026 (-2 days) · Wirehouse to affiliated broker-dealer or bank
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left Apr 17, 2025, registered Apr 17, 2025 (0 days) · channel change inside one enterprise, not a move
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left Apr 3, 2019, registered Jun 24, 2019 (82 days) · Wirehouse to wirehouse
- C•••••• B•••••••• left W•••• F•••• A••••••• for L•• F•••••••• L•• (registered 2026-06-02)Jun 4, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address