RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• V•••
- C•••••• S••••• • C••• I••• national BD currentsince Apr 23, 2025 · Austin, Tx
- S••••• W••••• A•••••••• I••• no RAUMJul 26, 2021 to Apr 24, 2025 · Lone Tree, Co
- F•••• C•••••• A••••••• S••••••• BD affiliatedMay 26, 2020 to Mar 17, 2021 · Fort Worth, Tx
- V•••• M••••••••• C•••••• unclassifiedJul 25, 2019 to Feb 25, 2020 · Tallahasse, Fl
- S••••• W••••• A•••••••• I••• to C•••••• S••••• • C••• I•••left Apr 24, 2025, registered Apr 23, 2025 (-1 days) · channel change inside one enterprise, not a move
- F•••• C•••••• A••••••• S••••••• to S••••• W••••• A•••••••• I•••left Mar 17, 2021, registered Jul 26, 2021 (131 days) · Other
- V•••• M••••••••• C•••••• to F•••• C•••••• A••••••• S•••••••left Feb 25, 2020, registered May 26, 2020 (91 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address