DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Charles Osivwemu

Park Avenue Securities LLCBD affiliatedIrvine, Ca dual registrantIAPD 6578203

Feed of 09/14/2026

Also filed as Charles Edirhe Osivwemu

At current firm

0 y

since Mar 17, 2026

In the industry

10 y

since Oct 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Park Avenue Securities LLC BD affiliated current
since Mar 17, 2026 · Irvine, Ca
Eagle Strategies LLC BD affiliated
Aug 21, 2024 to Mar 5, 2026 · Stockton, Ca
MML Investors Services, LLC BD affiliated
Nov 28, 2023 to Apr 3, 2024 · San Jose, Ca
Esi Financial Advisors independent RIA
Sep 14, 2023 to Oct 20, 2023 · Brentwood, Ca
Park Avenue Securities LLC BD affiliated
Nov 7, 2022 to Jul 6, 2023 · Lodi, Ca
Park Avenue Securities LLC BD affiliated
Aug 3, 2021 to Jan 13, 2022 · Lodi, Ca

Moves

a registration end followed by a registration begin elsewhere

Eagle Strategies LLC to Park Avenue Securities LLC
left Mar 5, 2026, registered Mar 17, 2026 (12 days) · Affiliated broker-dealer or bank to another
MML Investors Services, LLC to Eagle Strategies LLC
left Apr 3, 2024, registered Aug 21, 2024 (140 days) · Affiliated broker-dealer or bank to another
Esi Financial Advisors to MML Investors Services, LLC
left Oct 20, 2023, registered Nov 28, 2023 (39 days) · RIA to affiliated broker-dealer or bank
Park Avenue Securities LLC to Esi Financial Advisors
left Jul 6, 2023, registered Sep 14, 2023 (70 days) · Affiliated broker-dealer or bank to independent RIA

Signals

Charles Osivwemu left Eagle Strategies Llc for Park Avenue Securities Llc (registered 2026-03-17)
Mar 5, 2026 · Advisor changed firm · fact
Charles Osivwemu left Mml Investors Services, Llc for Eagle Strategies Llc (registered 2024-08-21)
Apr 3, 2024 · Advisor changed firm · fact
Charles Osivwemu left Esi Financial Advisors for Mml Investors Services, Llc (registered 2023-11-28)
Oct 20, 2023 · Advisor changed firm · fact
Charles Osivwemu left Park Avenue Securities Llc for Esi Financial Advisors (registered 2023-09-14)
Jul 6, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address