DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Brendon Winkler
Feed of 09/14/2026
Also filed as Brendon Edward Winkler
At current firm
1 y
since Jan 7, 2025
In the industry
10 y
since Nov 1, 2015 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Hightower Advisors, LLC BD affiliated currentsince Jan 7, 2025 · Chicago, Il
- Moneta Group Investment Advisors, LLC independent RIAFeb 4, 2021 to Jan 26, 2023 · St. Louis, Mo
- Larson Financial Group, LLC BD affiliatedMar 25, 2020 to Feb 2, 2021 · Chesterfield, Mo
- Td Ameritrade Investment Management, LLC formerJul 9, 2018 to Oct 30, 2019 · Southlake, Tx
- Td Ameritrade, Inc. formerJul 9, 2018 to Oct 30, 2019 · Westlake, Tx
Moves
a registration end followed by a registration begin elsewhere
- Moneta Group Investment Advisors, LLC to Hightower Advisors, LLCleft Jan 26, 2023, registered Jan 7, 2025 (712 days) · RIA to affiliated broker-dealer or bank
- Larson Financial Group, LLC to Moneta Group Investment Advisors, LLCleft Feb 2, 2021, registered Feb 4, 2021 (2 days) · RIA to RIA
- Td Ameritrade Investment Management, LLC to Larson Financial Group, LLCleft Oct 30, 2019, registered Mar 25, 2020 (147 days) · RIA to RIA
- Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLCleft Oct 30, 2019, registered Jul 9, 2018 (-478 days) · channel change inside one enterprise, not a move
Signals
- Brendon Winkler left Moneta Group Investment Advisors, Llc for Hightower Advisors, Llc (registered 2025-01-07)Jan 26, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address