DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

R••••• J••• B••••••

H••••• W••••• M••••••••• L••state registeredChattanooga, Tn IA-onlyIAPD 6581329

Feed of 09/14/2026

Also filed as Jack Berghel

At current firm

1 y

since Nov 20, 2024

In the industry

10 y

since Jan 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

H••••• W••••• M••••••••• L•• state registered current
since Nov 20, 2024 · Chattanooga, Tn
L•• E••••••••• L•• BD affiliated
Nov 14, 2024 to Dec 3, 2024 · Franklin, Tn
P•••• S••••••••• L•• no RAUM
Nov 2, 2023 to Nov 14, 2024 · Franklin, Tn
V•••• F•••••••• A•••••••• I••• BD affiliated
Sep 28, 2017 to Nov 21, 2023 · Brentwood, Tn
F•••• H•••••• A•••••••• I•• former
Jun 9, 2016 to Sep 15, 2017 · Chattanooga, Tn

Moves

a registration end followed by a registration begin elsewhere

L•• E••••••••• L•• to H••••• W••••• M••••••••• L••
left Dec 3, 2024, registered Nov 20, 2024 (-13 days) · Other
P•••• S••••••••• L•• to L•• E••••••••• L••
left Nov 14, 2024, registered Nov 14, 2024 (0 days) · corporate re-registration, not a move
V•••• F•••••••• A•••••••• I••• to P•••• S••••••••• L••
left Nov 21, 2023, registered Nov 2, 2023 (-19 days) · Affiliated broker-dealer or bank to another
F•••• H•••••• A•••••••• I•• to V•••• F•••••••• A•••••••• I•••
left Sep 15, 2017, registered Sep 28, 2017 (13 days) · Other

Signals

R••••• J••• B•••••• left L•• E••••••••• L•• for H••••• W••••• M••••••••• L•• (registered 2024-11-20)
Dec 3, 2024 · Advisor changed firm · fact
R••••• J••• B•••••• left V•••• F•••••••• A•••••••• I••• for P•••• S••••••••• L•• (registered 2023-11-02)
Nov 21, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address