RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
C••••• A••••••
- O•••• W•••••• I••• BD affiliated currentsince May 1, 2026 · Tampa, Fl
- E••••• J•••• national BDJun 26, 2023 to May 4, 2026 · Tampa, Fl
- P•••••••• A••••••• national BDAug 24, 2022 to Jun 26, 2023 · Tampa, Fl
- E••••• J•••• to O•••• W•••••• I•••left May 4, 2026, registered May 1, 2026 (-3 days) · Affiliated broker-dealer or bank to another
- P•••••••• A••••••• to E••••• J••••left Jun 26, 2023, registered Jun 26, 2023 (0 days) · Affiliated broker-dealer or bank to another
- C••••• A•••••• left E••••• J•••• for O•••• W•••••• I••• (registered 2026-05-01)May 4, 2026 · Advisor changed firm · fact
- C••••• A•••••• left P•••••••• A••••••• for E••••• J•••• (registered 2023-06-26)Jun 26, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address