DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

H••••• M• A••••••• H••••••••

L•• F•••••••• L••BD affiliatedTolleson, Az dual registrantIAPD 6582688

Feed of 09/14/2026

Also filed as H••••• M• A••••••• H••••••••

At current firm

0 y

since Aug 27, 2026

In the industry

10 y

since Oct 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Aug 27, 2026 · Tolleson, Az
E••••• J•••• national BD
Jul 9, 2025 to Aug 25, 2026 · St Louis, Mo
G•••••• S•••• W••••• S•••••••• L••• BD affiliated
Oct 23, 2023 to May 23, 2024 · Irving, Tx
U••••• C•••••• F•••••••• A••••••• independent RIA
Dec 19, 2022 to Oct 31, 2023 · Irving, Tx
G•••••• S•••• W••••• S•••••••• L••• BD affiliated
Oct 19, 2022 to Dec 19, 2022 · Irving, Tx

Moves

a registration end followed by a registration begin elsewhere

E••••• J•••• to L•• F•••••••• L••
left Aug 25, 2026, registered Aug 27, 2026 (2 days) · Affiliated broker-dealer or bank to another · moved with a team
G•••••• S•••• W••••• S•••••••• L••• to E••••• J••••
left May 23, 2024, registered Jul 9, 2025 (412 days) · Affiliated broker-dealer or bank to another
U••••• C•••••• F•••••••• A••••••• to G•••••• S•••• W••••• S•••••••• L•••
left Oct 31, 2023, registered Oct 23, 2023 (-8 days) · Affiliated broker-dealer or bank to another · moved with a team
G•••••• S•••• W••••• S•••••••• L••• to U••••• C•••••• F•••••••• A•••••••
left Dec 19, 2022, registered Dec 19, 2022 (0 days) · Affiliated broker-dealer or bank to another

Signals

H••••• M• A••••••• H•••••••• left E••••• J•••• for L•• F•••••••• L•• (registered 2026-08-27)
Aug 25, 2026 · Advisor changed firm · fact
H••••• M• A••••••• H•••••••• left G•••••• S•••• W••••• S•••••••• L••• for E••••• J•••• (registered 2025-07-09)
May 23, 2024 · Advisor changed firm · fact
H••••• M• A••••••• H•••••••• left U••••• C•••••• F•••••••• A••••••• for G•••••• S•••• W••••• S•••••••• L••• (registered 2023-10-23)
Oct 31, 2023 · Advisor changed firm · fact
H••••• M• A••••••• H•••••••• left G•••••• S•••• W••••• S•••••••• L••• for U••••• C•••••• F•••••••• A••••••• (registered 2022-12-19)
Dec 19, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address