RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• T•••• G•••••••••
- P••••• F••••• W•••••• L•• independent RIA currentsince Feb 21, 2023 · Bloomington, Mn
- W•••• F•••• A••••••• wirehouseAug 19, 2019 to May 18, 2023 · Wayzata, Mn
- G••••••• I••••••••• L•• independent RIANov 17, 2015 to May 19, 2016 · Arden Hills, Mn
- W•••• F•••• A••••••• to P••••• F••••• W•••••• L••left May 18, 2023, registered Feb 21, 2023 (-86 days) · Wirehouse to a newly registered adviser (no RAUM reported yet)
- G••••••• I••••••••• L•• to W•••• F•••• A•••••••left May 19, 2016, registered Aug 19, 2019 (1187 days) · Other
- B•••• T•••• G••••••••• left W•••• F•••• A••••••• for P••••• F••••• W•••••• L•• (registered 2023-02-21)May 18, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address