DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••••• V•••••• M••••••

C••••••••• F•••••••• S•••••••independent RIAVienna, WvIA-onlyIAPD 6583172

Feed of 09/14/2026

Also filed as Vince M••••••

At current firm

3 y

since Apr 14, 2023

In the industry

10 y

since Nov 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••••••• F•••••••• S••••••• independent RIA current
since Apr 14, 2023 · Vienna, Wv
A•••• P•••• A••••••• former
Aug 5, 2022 to Apr 6, 2023 · Parkersburg, Wv
J••• M••••• S••••••••• L•• wirehouse
Oct 22, 2018 to Jul 31, 2022 · Athens, Oh
U••••• B•••••••• S••••••• I•• BD affiliated
Jul 14, 2016 to Sep 21, 2018 · Parkersburg, Wv

Moves

a registration end followed by a registration begin elsewhere

A•••• P•••• A••••••• to C••••••••• F•••••••• S•••••••
left Apr 6, 2023, registered Apr 14, 2023 (8 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
J••• M••••• S••••••••• L•• to A•••• P•••• A•••••••
left Jul 31, 2022, registered Aug 5, 2022 (5 days) · Wirehouse to affiliated broker-dealer or bank
U••••• B•••••••• S••••••• I•• to J••• M••••• S••••••••• L••
left Sep 21, 2018, registered Oct 22, 2018 (31 days) · RIA to wirehouse

Signals

B•••••• V•••••• M•••••• left A•••• P•••• A••••••• for C••••••••• F•••••••• S••••••• (registered 2023-04-14)
Apr 6, 2023 · Advisor changed firm · fact
B•••••• V•••••• M•••••• left J••• M••••• S••••••••• L•• for A•••• P•••• A••••••• (registered 2022-08-05)
Jul 31, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address