RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- P•• W••••• M••••••••• BD affiliated currentsince Jun 4, 2026 · Bel Air, Md
- J••• M••••• S••••••••• L•• wirehouseMay 13, 2022 to Jun 1, 2026 · Baltimore, Md
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 18, 2016 to Apr 21, 2022 · Hunt Valley, Md
- J••• M••••• S••••••••• L•• to P•• W••••• M•••••••••left Jun 1, 2026, registered Jun 4, 2026 (3 days) · Wirehouse to affiliated broker-dealer or bank
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to J••• M••••• S••••••••• L••left Apr 21, 2022, registered May 13, 2022 (22 days) · Wirehouse to wirehouse
- Y••• Y••• left J••• M••••• S••••••••• L•• for P•• W••••• M••••••••• (registered 2026-06-04)Jun 1, 2026 · Advisor changed firm · fact
- Y••• Y••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for J••• M••••• S••••••••• L•• (registered 2022-05-13)Apr 21, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 17derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address