RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••• X••••• D•••••••
- F•••• T•••• A••••••• L• asset manager currentsince Apr 26, 2019 · Campbell, Ca
- I•••••• A•••••••• I••• asset managerSep 4, 2018 to Apr 24, 2019 · Downers Grove, Il
- E••••• J•••• national BDJun 5, 2017 to Aug 27, 2018 · Beaver Dam, Wi
- I•••••• A•••••••• I••• to F•••• T•••• A••••••• L•left Apr 24, 2019, registered Apr 26, 2019 (2 days) · Other · moved with a team
- E••••• J•••• to I•••••• A•••••••• I•••left Aug 27, 2018, registered Sep 4, 2018 (8 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address