RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••• J•••••••••
- J••• M••••• S••••••••• L•• wirehouse currentsince Oct 6, 2025 · Los Angeles, Ca
- W•••• F•••• A••••••• wirehouseMar 6, 2024 to Sep 23, 2025 · Simi Valley, Ca
- U•• F•••••••• S••••••• I••• wirehouseSep 25, 2020 to Feb 14, 2024 · Los Angeles, Ca
- W•••• F•••• A••••••• to J••• M••••• S••••••••• L••left Sep 23, 2025, registered Oct 6, 2025 (13 days) · Wirehouse to wirehouse · moved with a team
- U•• F•••••••• S••••••• I••• to W•••• F•••• A•••••••left Feb 14, 2024, registered Mar 6, 2024 (21 days) · Wirehouse to wirehouse
- A•••• J••••••••• left W•••• F•••• A••••••• for J••• M••••• S••••••••• L•• (registered 2025-10-06)Sep 23, 2025 · Advisor changed firm · fact
- A•••• J••••••••• left U•• F•••••••• S••••••• I••• for W•••• F•••• A••••••• (registered 2024-03-06)Feb 14, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address