DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Cory Rasmussen
Feed of 09/15/2026
Also filed as Cory W Rasmussen
At current firm
0 y
since Sep 9, 2026
In the industry
10 y
since Dec 1, 2015 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- State Farm Investment Management Corp. asset manager currentsince Sep 9, 2026 · Cumberland, Ri
- Td Private Client Wealth LLC BD affiliatedSep 7, 2021 to Jan 30, 2025 · Providence, Ri
- Citizens Securities, Inc. BD affiliatedFeb 25, 2019 to Aug 16, 2021 · Cranston, Ri
- Santander Securities BD affiliatedSep 7, 2018 to Feb 27, 2019 · Bristol, Ri
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseNov 29, 2016 to May 19, 2017 · Riverside, Ri
Moves
a registration end followed by a registration begin elsewhere
- Td Private Client Wealth LLC to State Farm Investment Management Corp.left Jan 30, 2025, registered Sep 9, 2026 (587 days) · Other
- Citizens Securities, Inc. to Td Private Client Wealth LLCleft Aug 16, 2021, registered Sep 7, 2021 (22 days) · Affiliated broker-dealer or bank to another
- Santander Securities to Citizens Securities, Inc.left Feb 27, 2019, registered Feb 25, 2019 (-2 days) · Affiliated broker-dealer or bank to another
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Santander Securitiesleft May 19, 2017, registered Sep 7, 2018 (476 days) · Wirehouse to affiliated broker-dealer or bank
Signals
- Cory Rasmussen left Td Private Client Wealth Llc for State Farm Investment Management Corp. (registered 2026-09-09)Jan 30, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address