E••••••• N• S•••

E••••• J••••national BDBrookfield, Widual registrantIAPD 6598704

Feed of 09/14/2026

Also filed as E••••••• S••••••••• N• S••••••••• N••••• S••••••••• N• S•••

At current firm

1 y

since May 13, 2025

In the industry

10 y

since Apr 7, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E••••• J•••• national BD current
since May 13, 2025 · Brookfield, Wi
M•• I•••••••• S•••••••• L•• BD affiliated
Feb 7, 2023 to Oct 31, 2024 · Wauwatosa, Wi
J••• M••••• S••••••••• L•• wirehouse
Jul 23, 2021 to Apr 14, 2022 · Racine, Wi

Moves

a registration end followed by a registration begin elsewhere

M•• I•••••••• S•••••••• L•• to E••••• J••••
left Oct 31, 2024, registered May 13, 2025 (194 days) · Affiliated broker-dealer or bank to another
J••• M••••• S••••••••• L•• to M•• I•••••••• S•••••••• L••
left Apr 14, 2022, registered Feb 7, 2023 (299 days) · Wirehouse to affiliated broker-dealer or bank

Signals

••• Locked
Oct 31, 2024 · Advisor changed firm · fact
••• Locked
Apr 14, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address