RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• D•••• J••••• V•• P•••••
- A•••••• W••••• state registered currentsince Jun 17, 2026 · Fresno, Ca
- E••• G•••• unclassifiedSep 22, 2020 to Sep 7, 2021 · Snoqualmie, Wa
- I•••••••• F•••••••• C••••••••• independent RIAMay 8, 2019 to Sep 9, 2020 · Jackson, Wy
- D••• D••••••• • C•• independent RIAJun 20, 2016 to Apr 22, 2019 · Fresno, Ca
- E••• G•••• to A•••••• W•••••left Sep 7, 2021, registered Jun 17, 2026 (1744 days) · Other
- I•••••••• F•••••••• C••••••••• to E••• G••••left Sep 9, 2020, registered Sep 22, 2020 (13 days) · Other
- D••• D••••••• • C•• to I•••••••• F•••••••• C•••••••••left Apr 22, 2019, registered May 8, 2019 (16 days) · RIA to RIA
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address