RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••••• D•••• B••••••
- O••••••••• • C•• I••• BD affiliated currentsince Nov 17, 2025 · St. Louis, Mo
- W•••• F•••• A••••••• wirehouseJul 31, 2024 to Nov 19, 2025 · Chesterfield, Mo
- E••••• J•••• national BDMay 13, 2016 to Aug 1, 2024 · Maryland Heights, Mo
- W•••• F•••• A••••••• to O••••••••• • C•• I•••left Nov 19, 2025, registered Nov 17, 2025 (-2 days) · Wirehouse to affiliated broker-dealer or bank
- E••••• J•••• to W•••• F•••• A•••••••left Aug 1, 2024, registered Jul 31, 2024 (-1 days) · Affiliated broker-dealer or bank to wirehouse
- P••••• D•••• B•••••• left W•••• F•••• A••••••• for O••••••••• • C•• I••• (registered 2025-11-17)Nov 19, 2025 · Advisor changed firm · fact
- P••••• D•••• B•••••• left E••••• J•••• for W•••• F•••• A••••••• (registered 2024-07-31)Aug 1, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address