DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

V•••••• G•••••••

W•••• F•••• A•••••••wirehouseDallas, Tx dual registrantIAPD 6607396

Feed of 09/14/2026

Also filed as V•••••• Bato

At current firm

0 y

since Jul 8, 2026

In the industry

10 y

since Feb 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

W•••• F•••• A••••••• wirehouse current
since Jul 8, 2026 · Dallas, Tx
A••••••••• F•••••••• S•••••••• L•• national BD
Nov 3, 2023 to Jul 17, 2026 · Dallas, Tx
C••••••• S••••••••• former
Aug 26, 2019 to Nov 3, 2023 · Dallas, Tx
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Jan 22, 2018 to Aug 6, 2019 · Frisco, Tx
E••••• J•••• national BD
May 13, 2016 to Jan 4, 2018 · Plano, Tx

Moves

a registration end followed by a registration begin elsewhere

A••••••••• F•••••••• S•••••••• L•• to W•••• F•••• A•••••••
left Jul 17, 2026, registered Jul 8, 2026 (-9 days) · Affiliated broker-dealer or bank to wirehouse · moved with a team
C••••••• S••••••••• to A••••••••• F•••••••• S•••••••• L••
left Nov 3, 2023, registered Nov 3, 2023 (0 days) · corporate re-registration, not a move
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••••••• S•••••••••
left Aug 6, 2019, registered Aug 26, 2019 (20 days) · Other
E••••• J•••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Jan 4, 2018, registered Jan 22, 2018 (18 days) · Affiliated broker-dealer or bank to wirehouse

Signals

V•••••• G••••••• left A••••••••• F•••••••• S•••••••• L•• for W•••• F•••• A••••••• (registered 2026-07-08)
Jul 17, 2026 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address