RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L•••• M••••• M•••••••
- S•• I••••••••• M••••••••• C••• mixed wealth currentsince Apr 23, 2026 · Oaks, Pa
- B•••••••• I••••••••• M••••••••• L•• asset managerApr 20, 2016 to Apr 17, 2026 · Princeton, Nj
- B•••••••• I••••••••• M••••••••• L•• to S•• I••••••••• M••••••••• C•••left Apr 17, 2026, registered Apr 23, 2026 (6 days) · Other
- L•••• M••••• M••••••• left B•••••••• I••••••••• M••••••••• L•• for S•• I••••••••• M••••••••• C••• (registered 2026-04-23)Apr 17, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address