DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D••••• V••••••

M••••••••• W••••• M•••••••••no RAUMCoral Springs, Fl dual registrantIAPD 6609733

Certified Financial Planner

Feed of 09/15/2026

At current firm

0 y

since Mar 2, 2026

In the industry

10 y

since Feb 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M••••••••• W••••• M••••••••• no RAUM current
since Mar 2, 2026 · Havertown, Pa
M••••••••• R••••••••• BD affiliated
Jul 25, 2023 to Mar 16, 2026 · Washington, Dc
C••••••••• W••••• M••••••••• I••• independent RIA
Apr 13, 2022 to Jun 7, 2022 · Los Angeles, Ca
C•••••• S••••• • C••• I••• national BD
Sep 2, 2016 to Mar 24, 2022 · Phoenix, Az

Moves

a registration end followed by a registration begin elsewhere

M••••••••• R••••••••• to M••••••••• W••••• M•••••••••
left Mar 16, 2026, registered Mar 2, 2026 (-14 days) · corporate re-registration, not a move
C••••••••• W••••• M••••••••• I••• to M••••••••• R•••••••••
left Jun 7, 2022, registered Jul 25, 2023 (413 days) · Other
C•••••• S••••• • C••• I••• to C••••••••• W••••• M••••••••• I•••
left Mar 24, 2022, registered Apr 13, 2022 (20 days) · Affiliated broker-dealer or bank to independent RIA

Signals

D••••• V•••••• left C••••••••• W••••• M••••••••• I••• for M••••••••• R••••••••• (registered 2023-07-25)
Jun 7, 2022 · Advisor changed firm · fact
D••••• V•••••• left C•••••• S••••• • C••• I••• for C••••••••• W••••• M••••••••• I••• (registered 2022-04-13)
Mar 24, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: No RAUM reportedderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address