DFX Intelligence
RIA Intelligence
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Feed of 09/14/2026
At current firm
1 y
since Aug 19, 2025
In the industry
10 y
since Feb 1, 2016 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- W•••• F•••• A••••••• wirehouse currentsince Aug 19, 2025 · Boise, Id
- W•••• F•••• A••••••• wirehouseOct 15, 2020 to Oct 22, 2024 · Boise, Id
- F•••• C•••••• A••••••• S••••••• BD affiliatedSep 9, 2020 to Oct 14, 2020 · Fort Worth, Tx
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliatedNov 1, 2017 to Sep 6, 2019 · Eagle, Id
Moves
a registration end followed by a registration begin elsewhere
- F•••• C•••••• A••••••• S••••••• to W•••• F•••• A•••••••left Oct 14, 2020, registered Oct 15, 2020 (1 days) · Affiliated broker-dealer or bank to wirehouse
- C•••••••• I••••••••• R••••••• A•••••••• I••• to F•••• C•••••• A••••••• S•••••••left Sep 6, 2019, registered Sep 9, 2020 (369 days) · Affiliated broker-dealer or bank to another
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address