RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B••••••• C•••••••• W••••••
- U••• B•••••• A•••••••• L•• BD affiliated currentsince Feb 13, 2026 · Tucson, Az
- U••• B•••••• I••••••••• I••• formerMar 24, 2022 to Feb 13, 2026 · Phoenix, Az
- P•• W••••• M••••••••• BD affiliatedAug 30, 2021 to Mar 18, 2022 · Tucson, Az
- P•• M•••••• A•••••• S••••••••• I••• formerOct 14, 2016 to Aug 17, 2021 · Green Valley, Az
- U••• B•••••• I••••••••• I••• to U••• B•••••• A•••••••• L••left Feb 13, 2026, registered Feb 13, 2026 (0 days) · corporate re-registration, not a move
- P•• W••••• M••••••••• to U••• B•••••• I••••••••• I•••left Mar 18, 2022, registered Mar 24, 2022 (6 days) · Affiliated broker-dealer or bank to another
- P•• M•••••• A•••••• S••••••••• I••• to P•• W••••• M•••••••••left Aug 17, 2021, registered Aug 30, 2021 (13 days) · corporate re-registration, not a move
- B••••••• C•••••••• W•••••• left P•• W••••• M••••••••• for U••• B•••••• I••••••••• I••• (registered 2022-03-24)Mar 18, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 11derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address