RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• J••••••• S•••••
- T•• A•••••••• I••• BD affiliated currentsince Nov 14, 2025 · Summit, Nj
- C••••• I••••••••• A••••••• L•• BD affiliatedOct 2, 2023 to Nov 14, 2025 · Boca Raton, Fl
- L•• F•••••••• L•• BD affiliatedJul 11, 2022 to Oct 10, 2023 · Vero Beach, Fl
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseNov 16, 2020 to Jul 9, 2022 · Palm Beach, Fl
- M••••• S•••••• wirehouseJul 1, 2016 to Nov 25, 2020 · Boca Raton, Fl
- C••••• I••••••••• A••••••• L•• to T•• A•••••••• I•••left Nov 14, 2025, registered Nov 14, 2025 (0 days) · Affiliated broker-dealer or bank to another
- L•• F•••••••• L•• to C••••• I••••••••• A••••••• L••left Oct 10, 2023, registered Oct 2, 2023 (-8 days) · Affiliated broker-dealer or bank to another
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to L•• F•••••••• L••left Jul 9, 2022, registered Jul 11, 2022 (2 days) · Wirehouse to independent RIA
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Nov 25, 2020, registered Nov 16, 2020 (-9 days) · Wirehouse to wirehouse
- W•••••• J••••••• S••••• left C••••• I••••••••• A••••••• L•• for T•• A•••••••• I••• (registered 2025-11-14)Nov 14, 2025 · Advisor changed firm · fact
- W•••••• J••••••• S••••• left L•• F•••••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2023-10-02)Oct 10, 2023 · Advisor changed firm · fact
- W•••••• J••••••• S••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for L•• F•••••••• L•• (registered 2022-07-11)Jul 9, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address