RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- C•••••• independent RIA currentsince Mar 7, 2023 · San Francisco, Ca
- C••••••• P•••••• W••••• M••••••••• formerSep 28, 2017 to Aug 31, 2023 · San Francisco, Ca
- J••• M••••• S••••••••• L•• wirehouseOct 26, 2016 to Apr 28, 2017 · San Francisco, Ca
- C••••••• P•••••• W••••• M••••••••• to C••••••left Aug 31, 2023, registered Mar 7, 2023 (-177 days) · corporate re-registration, not a move
- J••• M••••• S••••••••• L•• to C••••••• P•••••• W••••• M•••••••••left Apr 28, 2017, registered Sep 28, 2017 (153 days) · Other · moved with a team
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address