RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••••• D•••••
- M••••• G••••• A••••••• I••• independent RIA currentsince Mar 19, 2026 · Denver, Co
- E••••• J•••• national BDAug 30, 2024 to Mar 6, 2026 · Denver, Co
- C•••••• S••••• • C••• I••• national BDMay 5, 2017 to Aug 14, 2024 · Lone Tree, Co
- E••••• J•••• to M••••• G••••• A••••••• I•••left Mar 6, 2026, registered Mar 19, 2026 (13 days) · Affiliated broker-dealer or bank to independent RIA
- C•••••• S••••• • C••• I••• to E••••• J••••left Aug 14, 2024, registered Aug 30, 2024 (16 days) · Affiliated broker-dealer or bank to another
- B•••••• D••••• left E••••• J•••• for M••••• G••••• A••••••• I••• (registered 2026-03-19)Mar 6, 2026 · Advisor changed firm · fact
- B•••••• D••••• left C•••••• S••••• • C••• I••• for E••••• J•••• (registered 2024-08-30)Aug 14, 2024 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address