V••••• D•••••• R•••

• F•••• C••••••• I••••••• S•••••••• I••• BD affiliated current
  since Feb 2, 2022 · Raleigh, Nc
• F•••• C••••••• A•••• M••••••••• I•• BD affiliated
  Mar 23, 2022 to Mar 28, 2022 · Raleigh, Nc
• M•• I•••••••• S•••••••• L•• BD affiliated
  Mar 17, 2020 to Aug 20, 2021 · Brentwood, Tn

• F•••• C••••••• A•••• M••••••••• I•• to no registered destination
  left Mar 28, 2022 · Departure, no registered destination
• M•• I•••••••• S•••••••• L•• to F•••• C••••••• I••••••• S•••••••• I•••
  left Aug 20, 2021, registered Feb 2, 2022 (166 days) · Affiliated broker-dealer or bank to another

• ••• Locked
  Mar 28, 2022 · Advisor departure · fact

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

11derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address