DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
First Citizens Asset Management, Inc
Latest filing May 27, 2026
First filing on the tape Apr 11, 2012 · 49 filings
SEC status approved since Jun 19, 2014
RAUM
$465M
reported, Item 5.F
Discretionary
94%
of RAUM
Private clients
82%
$383M individuals and HNW
Advisors
75
registered through the firm on IAPD
RAUM per advisor
$6.2M
derived; firm RAUM over IAPD count
Employees
58
32 advisory (5.B.1)
Offices
23
beyond the principal office
Private funds
0
reported on Schedule D
History
49 filings and snapshots on the tape
RAUM$465M as of May 27, 2026
Apr 11, 2012$67.8M then
HNW client RAUM$90.8M as of May 27, 2026
Mar 23, 2018$10.6M then
State-registered IARs (5.B.3)58 as of May 27, 2026
Apr 11, 20120 then
Employees (5.A)58 as of May 27, 2026
Apr 15, 201634 then
Private funds: no history
RAUM +178% over the last fiscal year+19% a year over threeIARs 53 to 58offices 22 to 23
Practice profile
derived from the filing of May 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Bank affiliated · Item 7.A.6 or 7.A.7 (bank or trust company affiliate) and a bank, bancorp or trust company as a 50 percent or greater owner on Schedule A
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- RAUM per advisor
- $6.3MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 17derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.5MderivedHNW RAUM over HNW clients
- Average account
- $365,043derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 94%derivedof RAUM
- Institutional
- 17%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.8derivedItem 5.A over advisors
- Advisors per office
- 3.1derived24 offices incl. principal (1.F.5)
- RAUM growth, one year
- +178%derivedbetween the last two annual amendments
- Advisor growth, one year
- +9.4%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +215%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisers, educational seminars, otherreportedItem 5.G
- Wrap fee program
- $56.8MreportedItem 5.I
- Ownership
- a bank, bancorp or trust company is a 50 percent or greater ownerderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$292M63%
- High-net-worth individuals$90.8M20%
- State and municipal entities$77.4M17%
- Corporations and businesses$3.8M0.8%
- Charitable organizations$564,0860.1%
- Individual clients
- 1,184reported
- HNW clients
- 62reported
- Pension plan clients
- n/areported
- Charitable clients
- 2reported
- Accounts
- 1,274reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.82 fund_share=0.0 institutional_share=0.17 related_bd=true related_bank=false bd_reps=55.0derived
Advisors registered through the firm
75 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Henry Albert Kowalewski | Columbia, Sc | Nov 1, 2006 | 35 y | 1 |
| Timothy Ryan Calvert | Cowpens, Sc | Nov 1, 2006 | 27 y | 1 |
| Robert Edward Spires | Raleigh, Nc | Jan 31, 2007 | 33 y | 1 |
| Gregory Todd RisingerCertified Financial Planner | Columbia, Sc | May 27, 2009 | 36 y | 1 |
| Kelly Daniel FingerCertified Financial Planner | Charlotte, Nc | Jan 15, 2010 | 21 y | 0 |
| Ricky Brandon WhitleyCertified Financial Planner | Raleigh, Nc | Apr 13, 2011 | 15 y | 0 |
| Susan Ann Campion | Simpsonville, Sc | Jul 31, 2012 | 27 y | 1 |
| Norman Edward Kirkwood | Anderson, Sc | Jul 31, 2013 | 28 y | 2 |
| Michael Christopher Wilson | Raleigh, Nc | Dec 5, 2013 | 21 y | 2 |
| Brent CilianoChartered Financial Analyst | Raleigh, Nc | Jun 15, 2015 | 25 y | 2 |
| Jennifer Lynn Weed | Columbia, Sc | Nov 4, 2015 | 18 y | 1 |
| Daniel Gregory SmithCertified Financial Planner | Raleigh, Nc | Apr 4, 2016 | 18 y | 3 |
| Jonathan Randall Huss | Raleigh, Nc | Aug 23, 2016 | 12 y | 0 |
| Adam Everette Crotts | Charleston, Sc | Aug 31, 2016 | 12 y | 2 |
| Christopher H BettisCertified Financial Planner | Winston-Salem, Nc | Sep 14, 2016 | 26 y | 2 |
| Ciji Nichole Fisher | Charlotte, Nc | Dec 21, 2016 | 19 y | 0 |
| William Sherwood Blackwood | Raleigh, Nc | Jan 12, 2017 | 37 y | 0 |
| Phillip Evans Neuhart | Raleigh, Nc | Jan 20, 2017 | 19 y | 1 |
| Spencer K Dean | Atlanta, Ga | Jan 23, 2017 | 18 y | 1 |
| Brett Adam Blankenship | Columbia, Sc | May 12, 2017 | 18 y | 3 |
| Cynthia Jones Williams | Columbia, Sc | May 15, 2017 | 10 y | 1 |
| Jason Thomas Burkett | Columbia, Sc | May 18, 2017 | 13 y | 1 |
| Michele S Lowery | Columbia, Sc | Sep 25, 2017 | 29 y | 0 |
| Marc Kevin Horgan | Raleigh, Nc | Aug 14, 2018 | 28 y | 0 |
| Craig James LetendreChartered Financial Analyst | Raleigh, Nc | Jan 14, 2019 | 11 y | 0 |
| Cynthia Neal White | Raleigh, Nc | Apr 25, 2019 | 21 y | 4 |
| Emily Morgan JonesCertified Financial Planner | Raleigh, Nc | Dec 13, 2019 | 14 y | 0 |
| Kristine Cory Carothers | Raleigh, Nc | Sep 15, 2020 | 16 y | 0 |
| Michael J Wassell | Charlotte, Nc | Nov 3, 2020 | 18 y | 0 |
| Jason Henry Vieira | Charlotte, Nc | Nov 4, 2020 | 20 y | 4 |
| Jared Wesley Davison | Columbia, Sc | Mar 8, 2021 | 15 y | 0 |
| Michael Anthony D'Amelio | Batesburg, Sc | May 14, 2021 | 18 y | 1 |
| Katherine Anne Gagner | Raleigh, Nc | Jun 18, 2021 | 15 y | 1 |
| William Bonham Scoggins | Boston, Ma | Aug 17, 2021 | 19 y | 4 |
| Zachary Callahan | Columbia, Sc | Nov 9, 2021 | 17 y | 0 |
| Kathryn Dianne Vause | Georgetown, Sc | Feb 8, 2022 | 11 y | 0 |
| Jeffrey Scott Rhineheart | Raleigh, Nc | Feb 9, 2022 | 35 y | 0 |
| Laurice Furnifold Rhem | Raleigh, Nc | Feb 14, 2022 | 26 y | 2 |
| Grant O'Brine Catoe | Raleigh, Nc | Feb 18, 2022 | 19 y | 0 |
| Josh Thomas Newman | Raleigh, Nc | Mar 17, 2022 | 21 y | 0 |
Advisor movement
8 left, 1 joined in 12 months
net -7 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 11% of current headcount14 left over 36 months
Left, latest
- Robert Charles Johnson to First Citizens Investor Services, Inc.Mar 23, 2026 · RIA to affiliated broker-dealer or bank
- Christopher Cecil Lamb to First Citizens Investor Services, Inc.Mar 10, 2026 · Other
- Nancy Snow Branham to First Citizens Investor Services, Inc.Feb 27, 2026 · Other
- Patricia Marie Macdonald to Svb WealthDec 31, 2025 · RIA to affiliated broker-dealer or bank
- Aaron John Lassanske to Svb WealthDec 31, 2025 · RIA to affiliated broker-dealer or bank
- Carl David Robinson to First Citizens Investor Services, Inc.Dec 31, 2025 · RIA to affiliated broker-dealer or bank
- Kevin Thomas Brock to Benjamin F. Edwards & Company, IncorporatedDec 9, 2025 · RIA to affiliated broker-dealer or bank
- Timothy Robert Couture to Compound Planning, Inc.Oct 16, 2025 · RIA to RIA
- Joseph Robert Zarzycki to Bna WealthJun 13, 2025 · RIA to RIA
- Ryan Gripper to Raymond James & Associates, Inc.Mar 5, 2025 · Affiliated broker-dealer or bank to another
- Paula Kay Heffron to Stonecrest Advisors, Inc.Nov 18, 2024 · Affiliated broker-dealer or bank to independent RIA
- Patrick F Nolan to Merrill Lynch, Pierce, Fenner & Smith IncorporatedJun 14, 2024 · Affiliated broker-dealer or bank to wirehouse
- Matthew Lawrence Dellasega to Principal Securities, Inc.Nov 30, 2023 · RIA to affiliated broker-dealer or bank
- Matthew J. Golden to First Citizens Investor Services, Inc.Oct 10, 2023 · Other
- Joseph Matthew Michalski to Wells Fargo AdvisorsApr 18, 2023 · RIA to wirehouse
Joined, latest
- Karl Kilpatrick Mueller from Scott & Stringfellow, LLCJan 2, 2026 · Other
- Dillon Edward Smith from Merrill Lynch, Pierce, Fenner & Smith IncorporatedApr 17, 2025 · Wirehouse to independent RIA
- Thaddeus William Yasunaga from Busey Capital Management, Inc.Sep 30, 2024 · RIA to affiliated broker-dealer or bank
- Aaron John Lassanske from Blackrock Financial Management, IncApr 16, 2024 · Other
- David Warren Lobeck from Stancorp Investment Advisers, Inc.Apr 1, 2024 · Other
- Carl David Robinson from Wells Fargo AdvisorsFeb 7, 2024 · Wirehouse to independent RIA
- Timothy Robert Couture from First Citizens Investor Services, Inc.Jan 18, 2024 · Affiliated broker-dealer or bank to independent RIA
- Jeffrey Neil Chapman from First Citizens Investor Services, Inc.Oct 25, 2022 · Affiliated broker-dealer or bank to independent RIA
- Joseph Robert Zarzycki from First Citizens Investor Services, Inc.May 26, 2022 · Affiliated broker-dealer or bank to independent RIA
- Quinn Gruber from First Citizens Investor Services, Inc.Mar 23, 2022 · Affiliated broker-dealer or bank to independent RIA
- Michael Steven Kelly from First Citizens Investor Services, Inc.Mar 23, 2022 · Affiliated broker-dealer or bank to independent RIA
- Patrick F Nolan from First Citizens Investor Services, Inc.May 25, 2021 · Affiliated broker-dealer or bank to independent RIA
- Joseph Matthew Michalski from First Citizens Investor Services, Inc.May 18, 2021 · Affiliated broker-dealer or bank to independent RIA
- Michael Anthony D'Amelio from First Command Advisory ServicesMay 14, 2021 · Affiliated broker-dealer or bank to independent RIA
- Paula Kay Heffron from First Citizens Investor Services, Inc.Jan 22, 2021 · Affiliated broker-dealer or bank to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for First Citizens Investor Services, Inc.Feb 27, 2026 · Sumter, Sc
- 3 left for Svb WealthDec 31, 2025 · Boston, Ma
- 3 left for First Citizens Investor Services, Inc.Nov 24, 2020 · Myrtle Beach, Sc
- 2 left for First Citizens Investor Services, Inc.Dec 31, 2017 · Raleigh, Nc
- 2 joined from First Citizens Investor Services, Inc.Oct 13, 2023 · Concord, Nc
- 2 joined from First Citizens Investor Services, Inc.Sep 6, 2022 · Raleigh, Nc
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Mary Cece · Director, Secretarycontrolsince 04/2024 · owns less than 5%
- Brent Ciliano · Directorcontrolsince 01/2016 · owns less than 5%
- Bittenbender Thomas Harps · Director, Interim Chief Compliance Officercontrolsince 11/2024 · owns less than 5%
- Lee Michael Longest · Director, Chief Financial Officercontrolsince 07/2024 · owns less than 5%
- Michael Cory Mccallum · Directorcontrolsince 02/2024 · owns less than 5%
- James William Walsh · Directorcontrolsince 02/2024 · owns less than 5%
- Christopher Michael Wilson · Director, Presidentcontrolsince 07/2015 · owns less than 5%
- William Thaddeus Yasunaga · Chief Investment Officersince 07/2024 · owns less than 5%
Entity owners
- First-Citizens Bank And Trust Company, Inc. · Parent Companydirect · owns 75% or more
- First Citizens Bancshares, Inc · Shareholderindirect · owns 75% or more of First Citizens Bank And Trust Company, Inc · public reporting company
Related persons
Schedule D 7.A
- First Citizens Capital Securities, LLCbroker-dealern
- First Citizens Institutional Asset Management, LLCinvestment advisernRAUM $829M
- First Citizens Investor Services, Inc.broker-dealerinvestment adviserreal estatenRAUM $2.6B
- First-Citizens Bank And Trust Company, Incy
- Neuse Title Servicesreal estaten
- Svb Asset Managementinvestment advisernRAUM $32B
- Svb Wealthinvestment advisernRAUM $3.1B
Advisers that list First Citizens Asset Management, Inc as a related person
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Raleigh, Nc · principal | 28 | 8 | 1 | ||
| Columbia, Sc | 12 | 2 | 0 | ||
| Charlotte, Nc | 10 | 4 | 1 | ||
| Summerville, Sc | 3 | 1 | 0 | ||
| Atlanta, Ga | 2 | 0 | 0 | ||
| Charleston, Sc | 2 | 0 | 0 | ||
| Greenville, Sc | 2 | 1 | 0 | ||
| Richmond, Va | 2 | 0 | 0 | ||
| Seneca, Sc | 0 | 0 | 1 | ||
| Sumter, Sc | 0 | 0 | 3 | 1 | |
| Boston, Ma | 0 | 0 | 4 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Charlotte, NC4 employees
- Sumter, SC3 employees
- Columbia, SC3 employees
- Boston, MA3 employees
- Raleigh, NC2 employees
- Columbia, SC2 employees
- Irmo, SC1 employees
- Carnesville, GA1 employees
- Greenville, SC1 employees
- Charleston, SC1 employees
- Seneca, SC1 employees
- Anderson, SC1 employees
- Richmond, VA1 employees
- Atlanta, GA1 employees
- Andrews, SC1 employees
- Myrtle Beach, SC1 employees
- Columbia, SC1 employees
- Summerville, SC1 employees
- Charlotte, NC1 employees
- Toccoa, GA1 employees
- Raleigh, NC1 employees
- Spartanburg, SC1 employees
- Charleston, SC1 employees
- Lancaster, SC1 employees
- Cayce, SC1 employees
ADV anomalies
7 against comparable advisers; where to look, not conclusions
- institutional to wealth shiftCombination · filing Apr 14, 2026institutional share fell 15 points or more while private-client share rose 15 points or more. RAUM $167,013,742 to $465,065,299, advisors 53 to 58, private clients 396 to 1246, offices 22 to 23 (2025-03-31 to 2026-04-14)peers: affiliated wealth managers (187)
- account count surgeChange between filings · filing Apr 14, 2026accounts (Item 5.F.2.f) moved from 409.0 to 1,274.0 (+211.0%) between the annual amendments of 2025-03-31 and 2026-04-14; the peer median change was +6.0% (20 comparable advisers, 100.0th percentile of changes)peers: affiliated wealth managers (20) · 100% percentile
- client count surgeChange between filings · filing Apr 14, 2026individual and HNW clients (Item 5.D) moved from 396.0 to 1,246.0 (+215.0%) between the annual amendments of 2025-03-31 and 2026-04-14; the peer median change was +9.0% (19 comparable advisers, 100.0th percentile of changes)peers: affiliated wealth managers (19) · 100% percentile
- client mix shiftChange between filings · filing Apr 14, 2026private-client share of RAUM moved from 41.0% to 82.0% between the annual amendments of 2025-03-31 and 2026-04-14peers: affiliated wealth managers (187)
- HNW share shiftChange between filings · filing Apr 14, 2026HNW share of RAUM moved from 3.0% to 20.0% between the annual amendments of 2025-03-31 and 2026-04-14peers: affiliated wealth managers (187)
- institutional asset share shiftChange between filings · filing Apr 14, 2026institutional share of RAUM moved from 59.0% to 18.0% between the annual amendments of 2025-03-31 and 2026-04-14peers: affiliated wealth managers (187)
- RAUM up 50 %Change between filings · filing Apr 14, 2026RAUM (Item 5.F) moved from $167,013,742 to $465,065,299 (+178.0%) between the annual amendments of 2025-03-31 and 2026-04-14; the peer median change was +17.0% (23 comparable advisers, 100.0th percentile of changes)peers: affiliated wealth managers (23) · 100% percentile
What changed
consecutive filings, newest first
- Accounts · 409 to 1,274Dec 10, 2025 to Mar 31, 2026
- Advisory employees · 33 to 32Dec 10, 2025 to Mar 31, 2026
- BD registered reps · 44 to 55Dec 10, 2025 to Mar 31, 2026
- Corporate clients · 3 to 9Dec 10, 2025 to Mar 31, 2026
- HNW clients · 4 to 62Dec 10, 2025 to Mar 31, 2026
- Individual clients · 392 to 1,184Dec 10, 2025 to Mar 31, 2026
- Employees · 53 to 58Dec 10, 2025 to Mar 31, 2026
- State-registered IARs · 53 to 58Dec 10, 2025 to Mar 31, 2026
- Other offices · 22 to 23Dec 10, 2025 to Mar 31, 2026
- Discretionary RAUM · $167M to $435MDec 10, 2025 to Mar 31, 2026
- HNW RAUM · $5.2M to $90.8MDec 10, 2025 to Mar 31, 2026
- Individual RAUM · $62.8M to $292MDec 10, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $0 to $30.0MDec 10, 2025 to Mar 31, 2026
- RAUM · $167M to $465MDec 10, 2025 to Mar 31, 2026
- Wrap assets (manager) · $59.6M to $0Dec 10, 2025 to Mar 31, 2026
- Financial planning clients · 0 to 0May 15, 2025 to Oct 23, 2025
- Accounts · 1,799 to 409Nov 15, 2024 to Mar 31, 2025
- Advisory employees · 32 to 33Nov 15, 2024 to Mar 31, 2025
- Advisory activities · 3 to 6Nov 15, 2024 to Mar 31, 2025
- BD registered reps · 50 to 44Nov 15, 2024 to Mar 31, 2025
- Corporate clients · 1 to 3Nov 15, 2024 to Mar 31, 2025
- HNW clients · 2 to 4Nov 15, 2024 to Mar 31, 2025
- Individual clients · 1,786 to 392Nov 15, 2024 to Mar 31, 2025
- Employees · 52 to 53Nov 15, 2024 to Mar 31, 2025
- Insurance-licensed employees · 42 to 44Nov 15, 2024 to Mar 31, 2025
- Financial planning clients · 26-50 to 0Nov 15, 2024 to Mar 31, 2025
- State-registered IARs · 52 to 53Nov 15, 2024 to Mar 31, 2025
- Other offices · 25 to 22Nov 15, 2024 to Mar 31, 2025
- Discretionary RAUM · $496M to $167MNov 15, 2024 to Mar 31, 2025
- HNW RAUM · $2.7M to $5.2MNov 15, 2024 to Mar 31, 2025
- Individual RAUM · $467M to $62.8MNov 15, 2024 to Mar 31, 2025
- Non-discretionary RAUM · $27.1M to $0Nov 15, 2024 to Mar 31, 2025
- Pension RAUM · 358.0 to unsetNov 15, 2024 to Mar 31, 2025
- RAUM · $523M to $167MNov 15, 2024 to Mar 31, 2025
- Wrap assets (manager) · $69.8M to $59.6MNov 15, 2024 to Mar 31, 2025
- Wrap assets (sponsor) · $69.8M to $0Nov 15, 2024 to Mar 31, 2025
- Accounts · 1,273 to 1,799Feb 29, 2024 to Mar 30, 2024
- Advisory employees · 31 to 32Feb 29, 2024 to Mar 30, 2024
- BD registered reps · 48 to 50Feb 29, 2024 to Mar 30, 2024
- Corporate clients · 11 to 1Feb 29, 2024 to Mar 30, 2024
Signals
60 dated events
- Syeda Zahra Fatima Ahmed no longer holds an investment adviser registration (last listed at First Citizens Asset Management, Inc on the 2026-09-14 feed)Sep 14, 2026 · Advisor registration ended · derived
- Amanda Kornegay Black no longer registered at First Citizens Asset Management, Inc; no later IA registration on IAPDJul 2, 2026 · Advisor departure · fact
- First Citizens Asset Management, Inc reported RAUM $465.1M, up 178% from $167.0M (2025-12-10 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Robert Charles Johnson left First Citizens Asset Management, Inc for First Citizens Investor Services, Inc. (registered 2020-07-08)Mar 23, 2026 · Advisor changed firm · fact
- Vanya Justine Hines no longer registered at First Citizens Asset Management, Inc; no later IA registration on IAPDMar 23, 2026 · Advisor departure · fact
- Christopher Cecil Lamb left First Citizens Asset Management, Inc for First Citizens Investor Services, Inc. (registered 2017-05-15)Mar 10, 2026 · Advisor changed firm · fact
- Nancy Snow Branham left First Citizens Asset Management, Inc for First Citizens Investor Services, Inc. (registered 2017-05-15)Feb 27, 2026 · Advisor changed firm · fact
- 2 advisors left First Citizens Asset Management, Inc (Sumter, SC) for First Citizens Investor Services, Inc. within 11 daysFeb 27, 2026 · Team lift-out · derived
- Carl David Robinson left First Citizens Asset Management, Inc for First Citizens Investor Services, Inc. (registered 2024-02-07)Dec 31, 2025 · Advisor changed firm · fact
- Aaron John Lassanske left First Citizens Asset Management, Inc for First Citizens Investor Services, Inc. (registered 2024-04-16)Dec 31, 2025 · Advisor changed firm · fact
- Patricia Marie Macdonald left First Citizens Asset Management, Inc for Svb Wealth (registered 2024-05-09)Dec 31, 2025 · Advisor changed firm · fact
- 3 advisors left First Citizens Asset Management, Inc (Boston, MA) for Svb Wealth on the same dayDec 31, 2025 · Team lift-out · derived
- Kevin Thomas Brock left First Citizens Asset Management, Inc for Benjamin F. Edwards & Company, Incorporated (registered 2025-12-04)Dec 9, 2025 · Advisor changed firm · fact
- Timothy Robert Couture left First Citizens Asset Management, Inc for First Citizens Investor Services, Inc. (registered 2024-01-18)Oct 16, 2025 · Advisor changed firm · fact
- Joseph Robert Zarzycki left First Citizens Asset Management, Inc for Bna Wealth (registered 2025-06-20)Jun 13, 2025 · Advisor changed firm · fact
- First Citizens Asset Management, Inc reported RAUM $167.0M, down 68% from $523.0M (2024-11-15 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- Ryan Gripper left First Citizens Asset Management, Inc for Raymond James & Associates, Inc. (registered 2025-02-27)Mar 5, 2025 · Advisor changed firm · fact
- Paula Kay Heffron left First Citizens Asset Management, Inc for Stonecrest Advisors, Inc. (registered 2024-11-20)Nov 18, 2024 · Advisor changed firm · fact
- Kay Paula Heffron (Director, Chief Compliance Officer) no longer on Schedule A of First Citizens Asset Management, Inc (listed 2024-10-14, absent 2024-11-15)Nov 15, 2024 · Control person left · inference
- Bittenbender Thomas Harps (Director, Interim Chief Compliance Officer) appeared on Schedule A of First Citizens Asset Management, IncNov 15, 2024 · Control person joined · fact
- Lee Michael Longest (Director, Chief Financial Officer) appeared on Schedule A of First Citizens Asset Management, IncSep 7, 2024 · Control person joined · fact
- Fred Steven Bogaczyk (Director, Chief Financial Officer) no longer on Schedule A of First Citizens Asset Management, Inc (listed 2024-05-21, absent 2024-09-07)Sep 7, 2024 · Control person left · inference
- Francis Patrick Nolan (Investment Officer) no longer on Schedule A of First Citizens Asset Management, Inc (listed 2024-05-21, absent 2024-09-07)Sep 7, 2024 · Control person left · inference
- Patrick F Nolan left First Citizens Asset Management, Inc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2025-06-02)Jun 14, 2024 · Advisor changed firm · fact
- Mary Cece (Director, Secretary) appeared on Schedule A of First Citizens Asset Management, IncMay 15, 2024 · Control person joined · fact
- First Citizens Asset Management, Inc reported RAUM $523.0M, up 91% from $273.7M (2024-02-29 to 2024-03-30)Mar 30, 2024 · RAUM change · derived
- James William Walsh (Director) appeared on Schedule A of First Citizens Asset Management, IncFeb 29, 2024 · Control person joined · fact
- Michael Cory Mccallum (Director) appeared on Schedule A of First Citizens Asset Management, IncFeb 29, 2024 · Control person joined · fact
- King Lorie Rupp (Director) no longer on Schedule A of First Citizens Asset Management, Inc (listed 2023-11-27, absent 2024-02-29)Feb 29, 2024 · Control person left · inference
- Manan Ajay Kattel (Secretary) no longer on Schedule A of First Citizens Asset Management, Inc (listed 2023-11-27, absent 2024-02-29)Feb 29, 2024 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/firstcitizenswealthreportedpublic record, Form ADV, Sep 17, 2026
- Website
- FIRSTCITIZENS.COM/WEALTHreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 800-229-0205reportedpublic record, Form ADV, May 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $6.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026