DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T••••• K•••••• J••••••

P•••••• A•••••• G••••• L••BD affiliatedIdaho Falls, Id IA-onlyIAPD 6625073

Feed of 09/14/2026

At current firm

1 y

since Jul 9, 2025

In the industry

14 y

since Sep 1, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

P•••••• A•••••• G••••• L•• BD affiliated current
since Jul 9, 2025 · Idaho Falls, Id
Z••• D•• C•••••• E••••••••• L•• independent RIA
Oct 28, 2024 to Jul 14, 2025 · Swan Valley, Id
O•• L••• A••••••• independent RIA
Mar 1, 2018 to Oct 24, 2024 · Centerville, Ut
W•••••• • R••• former
Oct 14, 2016 to Feb 23, 2018 · Seattle, Wa

Moves

a registration end followed by a registration begin elsewhere

Z••• D•• C•••••• E••••••••• L•• to P•••••• A•••••• G••••• L••
left Jul 14, 2025, registered Jul 9, 2025 (-5 days) · RIA to affiliated broker-dealer or bank
O•• L••• A••••••• to Z••• D•• C•••••• E••••••••• L••
left Oct 24, 2024, registered Oct 28, 2024 (4 days) · RIA to RIA
W•••••• • R••• to O•• L••• A•••••••
left Feb 23, 2018, registered Mar 1, 2018 (6 days) · Other

Signals

T••••• K•••••• J•••••• left Z••• D•• C•••••• E••••••••• L•• for P•••••• A•••••• G••••• L•• (registered 2025-07-09)
Jul 14, 2025 · a•••••• firm change · fact
T••••• K•••••• J•••••• left O•• L••• A••••••• for Z••• D•• C•••••• E••••••••• L•• (registered 2024-10-28)
Oct 24, 2024 · a•••••• firm change · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address